Unofficial Consolidation: Form 32-102F1 Submission to Jurisdiction and Appointment of Agent for Service for International Investment Fund Manager

Unofficial Consolidation: Form 32-102F1 Submission to Jurisdiction and Appointment of Agent for Service for International Investment Fund Manager

Unofficial Consolidation Forms

Ontario Securities Commission

Form 32-102F1

Unofficial consolidation current to 2012-09-28

This document is not an official statement of law or policy and should be used for reference purposes only.

 

Form 32-102F1
Submission to Jurisdiction and
Appointment of Agent for Service for
International Investment Fund Manager

(section 4 [permitted clients])

  1. Name of person or company ("International Firm"):
  2. If the International Firm was previously assigned an NRD number as a registered investment fund manager or an unregistered exempt international firm, provide the NRD number of the firm.
  3. Jurisdiction of incorporation of the International Firm:
  4. Address of head office or principal place of business of the International Firm:
  5. The name, e-mail address, phone number and fax number of the International Firm's chief compliance officer.

Name:

E-mail address:

Phone:

Fax:

  1. Name of agent for service of process (the "Agent for Service"):
  2. Address for service of process on the Agent for Service:
  3. The International Firm designates and appoints the Agent for Service at the address stated above as its agent upon whom may be served a notice, pleading, subpoena, summons or other process in any action, investigation or administrative, criminal, quasi-criminal or other proceeding (a "Proceeding") arising out of or relating to or concerning the International Firm's activities in the local jurisdiction and irrevocably waives any right to raise as a defence in any such proceeding any alleged lack of jurisdiction to bring such Proceeding.
  4. The International Firm irrevocably and unconditionally submits to the non-exclusive jurisdiction of the judicial, quasi-judicial and administrative tribunals of the local jurisdiction in any Proceeding arising out of or related to or concerning the International Firm's activities in the local jurisdiction.
  5. Until 6 years after the International Firm ceases to rely on section 4 [permitted clients], the International Firm must submit to the securities regulatory authority

a.           a new Submission to Jurisdiction and Appointment of Agent for Service for International Investment Fund Manager in this form no later than the 30th day before the date this Submission to Jurisdiction and Appointment of Agent for Service for International Investment Fund Manager is terminated; and

b.           an amended Submission to Jurisdiction and Appointment of Agent for Service for International Investment Fund Manager no later than the 30th day before any change in the name or above address of the Agent for Service.

  1. This Submission to Jurisdiction and Appointment of Agent for Service for International Investment Fund Manager is governed by and construed in accordance with the laws of the local jurisdiction.

Dated:____________________________

_________________________________

(Signature of the International Firm or authorized signatory)

_________________________________

(Name and Title of authorized signatory)

Acceptance

The undersigned accepts the appointment as Agent for Service of (Insert name of International Firm) under the terms and conditions of the foregoing Submission to Jurisdiction and Appointment of Agent for Service for International Investment Fund Manager.

Dated:____________________________

_________________________________

(Signature of Agent for Service or authorized signatory)

_________________________________

(Name and Title of authorized signatory)