Unofficial Consolidation: Form 45-106F5 Risk Acknowledgement Saskatchewan Close Personal Friends and Close Business Associates
Unofficial Consolidation: Form 45-106F5 Risk Acknowledgement Saskatchewan Close Personal Friends and Close Business Associates
Ontario Securities Commission
Form 45-106F5
Unofficial consolidation current to 2016-04-30
This document is not an official statement of law or policy and should be used for reference purposes only.
WARNING! This investment is risky. Don’t invest unless you can afford to lose all the money you pay for this investment. |
Form 45-106F5
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__________________________________ Date |
__________________________________ Signature of Purchaser |
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__________________________________ Print name of Purchaser |
Sign 2 copies of this document. Keep one copy for your records. |
You are buying Exempt Market Securities
They are called exempt market securities because two parts of securities law do not apply to them. If an issuer wants to sell exempt market securities to you:
• the issuer does not have to give you a prospectus (a document that describes the investment in detail and gives you some legal protections), and
• the securities do not have to be sold by an investment dealer registered with a securities regulatory authority or regulator.
There are restrictions on your ability to resell exempt market securities. Exempt market securities are more risky than other securities.
You may not receive any written information about the issuer or its business
If you have any questions about the issuer or its business, ask for written clarification before you purchase the securities. You should consult your own professional advisers before investing in the securities.
You will not receive advice [Instruction: Delete if sold by registrant]
Unless you consult your own professional advisers, you will not get professional advice about whether the investment is suitable for you.
The issuer of your securities is a non-reporting issuer [Instruction: Delete if issuer is reporting]
A non-reporting issuer does not have to publish financial information or notify the public of changes in its business. You may not receive ongoing information about this issuer. You can only sell the securities of a non-reporting issuer in very limited circumstances. You may never be able to sell these securities.
The securities you are buying are not listed [Instruction: Delete if securities are listed or quoted]
The securities you are buying are not listed on any stock exchange, and they may never be listed. There may be no market for these securities. You may never be able to sell these securities.
For more information on the exempt market, refer to the Saskatchewan Financial Services Commission's website at http://www.sfsc.gov.sk.ca.
[Instruction: The purchaser must sign 2 copies of this form. The purchaser and the issuer must each receive a signed copy.]