April 20, 2017 - Investor Advisory Panel - Agenda

Thursday, April 20, 2017, 9:30 am – 3:00 pm

Ontario Securities Commission, 20 Queen Street West
Large Training Room, 22^nd Floor

Ursula Menke (Chair), Connie Craddock, Letty Dewar, Harold Geller, Ken Kivenko, Alison Knight, Louise Tardif

Andrew Kriegler, CEO, President and CEO, IIROC
Doug Harris, Vice-President, General Counsel and Corporate Secretary, IIROC
Tom Trainor, Managing Director, Hanover Private Client Corporation
John Mountain, Director, Investment Funds and Structured Products
Chantal Mainville, Senior Legal Counsel, Investment Funds and Structured Products
Andrew Papini, Legal Counsel, Investment Funds and Structured Products
Sarah Bradley, Ombudsman and CEO, OBSI
Mark Wright, Director, Communications and Stakeholder Relations, OBSI
Leslie Byberg, Executive Director, Executive Director’s Office
Denise Morris, Manager, Policy, Investor Office
Caroline Cakebread, IAP Consultant

TIME

AGENDA ITEMS

PRESENTERS

9:30 - 9:45

Ursula Menke

9:45 – 10:45

Andrew Kriegler
Doug Harris

10:45 – 11:45

Tom Trainor

11:45

Lunch delivered

11:45 – 12:30

John Mountain
Chantal Mainville
Andrew Papini

12:30 – 1:30

All members

1:30 – 2:15

Sarah Bradley
Mark Wright

2:15 – 2:55

Leslie Byberg
All members

2:55 – 3:00

All members

FUTURE MEETINGS