February 15, 2024 - Investor Advisory Panel - Agenda
| Meeting Date: | Thursday, February 15, 2024 |
| Meeting Time: | 9:30 am – 2:00 pm |
| Location: | By video Conference – MS Teams |
| Members: | Ilana Singer (Chair), Daniel Bach, Brigitte Catellier, Supriya Kapoor, Deborah Leckman, Parham Nasseri, Jim Sinclair, Ian Tam, Leslie Wood |
| Invitees: | Paola Cifelli – Manager, Policy and Initiatives, Investor Office, OSC Lauren Heuser – IAP Consultant Cristina Martin Firvida - Investor Advocate, U.S. Securities and Exchange Commission, (SEC) Neeti Varma - Manager, IFSP, OSC Susan Thomas - Senior Legal Counsel, IFSP, OSC Debra Foubert – Director, Compliance and Registrant Regulation, OSC Dena Staikos – Manager, CRR, OSC |
TIME | AGENDA ITEMS | PRESENTER /DISCUSSION LEAD |
9:30 – 9:45 | 1. Chair’s Report | Ilana Singer |
9:45 – 10:00 | 2. OSC Update | Paola Cifelli |
10:00 – 10:45 | 3. Discussion with SEC | Cristina Martin Firvida |
10:45 – 11:05 | 4. Post-Presentation Debrief among IAP members & BREAK | All Members |
11:05 – 11:35 | 5. Continuous Disclosure Review of Independent Review Committees - Update | Neeti Varma and Susan Thomas |
11:35 – 12:15 | 6. OBSI Comment Letter: Registered Firm Requirements Pertaining to an Independent Dispute Resolution Service. | All Members |
12:15 – 12:45 | 7. LUNCH |
|
12:45 – 1:15 | 8. Discussion with CRR | Debra Foubert and Dena Staikos |
1:15 – 1:45 | 9. 2023 Annual Report | All Members |
1:45 – 2:00 | 10. Other Business |
| CONFIRMED 2024 IAP MEETING DATES: (Hybrid) | |
| Thursday, January 18, 2024 Thursday, February 29, 2024 Friday, March 22, 2024 Thursday, April 11, 2024 Thursday, June 20, 2024 | Thursday, July 18, 2024 Thursday, September 12, 2024 Thursday, November 7, 2024 Monday, December 9, 2024 |