November 10, 2022- Investor Advisory Panel - Agenda
| Meeting Date: | Thursday, November 10, 2022 |
| Meeting Time: | 9:30 am – 3:00 pm |
| Location: | Video Conference |
| Members: |
Ilana Singer (Chair), Daniel Brunet, Brigitte Catellier, Supriya Kapoor, Ivy Lam, Cary List, Parham Nasseri, Jim Sinclair and Leslie Wood |
| Invitees: |
Paola Cifelli – Manager, Policy and Initiatives, Investor Office, OSC Marian Passmore – Senior Advisor, Policy, Investor Office, OSC Caroline Cakebread – IAP Consultant Raymond Chan – Director, IFSP, OSC Stephen Paglia – Manager, IFSP, OSC Bryana Lee – Senior Legal Counsel, Investment Funds and Structured Products (IFSP), OSC Sean Costen - Legal Counsel, IFSP, OSC Ritu Kalra – Senior Accountant, IFSP, OSC Sovener Yu – Senior Accountant, IFSP, OSC Sharon S Hamilton - Partner & Senior Vice-President, Ernst & Young Inc. Susan Greenglass – Director, Market Regulation, OSC Michelle Alexander – Manager, Market Regulation, OSC Heather Cohen – Senior Legal Counsel, Market Regulation, OSC Alina Bazavan – Market Specialist, Market Regulation, OSC |
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TIME |
AGENDA ITEMS |
PRESENTERS |
| 9:30 – 9:45 | 1. Chair’s Report |
Ilana Singer |
| 9:45 – 10:00 | 2. OSC Update | Paola Cifelli |
| 10:00 – 10:20 | 3. Update on Review of ESG-Related Investment Fund Disclosure. |
Raymond Chan, Stephen Paglia, Bryana Lee, Ritu Kalra, Sovener Yu, and Sean Costen |
| 10:20 – 11:00 | 4. Artificial Intelligence and Machine Learning |
All Members |
| 11:00 – 11:15 | 5. Break | |
| 11:15 – 12:00 | 6. OSC Self-Certified Investor Prospectus Exemption Pilot | All Members |
| 12:00 – 12:30 | 7. Lunch | |
| 12:30 – 1:30 | 8. Crypto and Quadriga from a Bankruptcy Trustee Perspective | Sharon Hamilton |
| 1:30 – 2:00 | 9. Debrief and Next Steps arising from October 12 meeting with OSC Board | All Members |
| 2:00 – 2:45 | 10. Forthcoming CSA Consultation - Access to Real Time Market Data | Susan Greenglass, Michelle Alexander, Heather Cohen and Alina Bazavan |
| 2:45 – 3:00 | 11. Other Business | All members |
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FUTURE 2022 MEETING DATE: |
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| Thursday, December 8, 2022 |
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CONFIRMED 2023 MEETING DATES: |
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Thursday, January 19, 2023 (Hybrid) Thursday, February 9, 2023 (Virtual only) Thursday, March 30, 2023 (Virtual only) Thursday, April 20, 2023 (Hybrid) Thursday, May 18, 2023 (Virtual only) Thursday, June 22, 2023 (Hybrid) |
No meeting in July Thursday, August 17, 2023 (Virtual only) Thursday, September 21, 2023 (Virtual only) Thursday, October 19, 2023 (Hybrid) Thursday, November 9, 2023 (Virtual only) Thursday, December 14, 2023 (Virtual only) |