Amendments to NI 21-101 Marketplace Operation
Documents d'Instruments, règles et politiques
Notice of Ministerial Approval of Amendments to NI 21-101 Marketplace Operation and NI 23-101 Trading Rules
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Unofficial consolidation of NI 21-101, Forms and Companion Policy, effective February 1, 2017
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Change to Companion Policy 21-101CP Marketplace Operation
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Proposed Amendments to National Instrument 21-101 Marketplace Operation and Proposed Changes to Companion Policy 21-101CP Marketplace Operation
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[Withdrawn by CSA Staff Notice 11-341, March 7, 2019] Notice: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
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Multilateral Staff Notice: 21-301 - Canadian Venture Exchange
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CSA Notice: 21-302 - Confidentiality of Forms Filed under National Instrument 21-101 Marketplace Operation
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[Withdrawn by CSA Staff Notice 11-341, March 7, 2019] CSA Notice: 21-304 - Request for Filing of Form 21-101F5 Initial Operation Report for Information Processor by Interested Information Processors
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CSA Notice: 21-305 - Extension of Approval of Information Processor for Corporate Fixed Income Securities
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CSA Staff Notice: 21-307 - Extension of Approval of Information Processor for Corporate Fixed Income Securities
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CSA Staff Notice: 21-308 - Update on Applications to Become an Information Processor
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Proposed Amendments to NI 23-103 Electronic Trading
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CSA Notice of Approval: Amendments to National Instrument 23-103 Electronic Trading
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Notice of Ministerial Approval: Amendments to National Instrument 23-103 Electronic Trading
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National Instrument 23-103 - Electronic Trading and Direct Electronic Access to Marketplaces - Part 1 - Definitions and Interpretation
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Companion Policy 23-103CP - Electronic Trading and Direct Electronic Access to Marketplaces
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Notice of Commission Order: Recognition of Certain Exchanges for the Purposes of NI 23-103 Electronic Trading and Direct Electronic Access to Marketplaces
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[Withdrawn by CSA Staff Notice 11-341, March 7, 2019] CSA Staff Notice: 23-302 - Joint Regulatory Notice - Electronic Audit Trail Initiative (TREATS)
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CSA Staff Notice: CSA Notice - 23-303 - Update on Concept Paper 23-402 Best Execution and Soft Dollar Arrangements
Documents d'Instruments, règles et politiques
