OSC Staff Notice of Request for Comment – Revised Proposed Amendments Relating to the Requirement to Disclose Membership in IIROC as a Dealer Member – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 15-0248 – Re-Publication of Proposed Amendments of Requirement to Disclose Membership in IIROC as a Dealer Member – Investment Industry Regulatory Organization of Canada (IIROC)
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Corrections to RS Notice and Request for Comments - Proposed Allocation of Costs - First Group
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RS Notice - Request for Comments - Proposed Allocation of Costs - First Group
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RS Market Integrity Notice - Notice of Withdrawal - Provisions to Accommodate the Introduction of Multiple Marketplaces
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RS Market Integrity Notice - Notice of Withdrawal - Definition of "Applicable Market Display"
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RS Market Integrity Notice - Request for Comments - Provisions Respecting Competitive Marketplaces
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RS Market Integrity Notice - Notice of Amendment Approval - Provisions Respecting Client Priority
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RS Market Integrity Notice - Amendment Approval
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Request for Comments - Provisions Respecting Client Priority
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Notice of Amendment Approval - Provisions Respecting Impeding or Obstructing a Market Regulator
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Notice of Amendment Approval - Provisions Respecting Impeding or Obstructing a Market Regulator
Marchés, OAR et agences de compensation
Notice of Amendment Approval - Provisions Respecting Trading During Certain Securities Transactions
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Notice of Commission Approval - Amendments Respecting Trading During Certain Securities Transactions
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Notice of Commission Approval - Provisions Respecting Practice and Procedure
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Notice of Amendment Approval - Provisions Respecting Practice and Procedure
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Notice of Commission Approval - Amendment to Universal Market Integrity Rule - Amendment to Rule 1.1 and 3.1(2)
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Notice of Amendment Approval - Provisions Respecting Short Sales
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Notice of Commission Approval - Amendment to the Universal Market Integrity Rules - Amendment to Rule 9.1(1) - Order Entry during a Regulatory Halt
Marchés, OAR et agences de compensation
Notice of Amendment Approval - Order Entry during a Regulatory Halt
Marchés, OAR et agences de compensation
