OSC announces new Registrant Advisory Committee members

TORONTO - The Ontario Securities Commission (OSC) announced today the membership of the Registrant Advisory Committee (RAC) for the 2018-2019 term. The RAC serves as a forum to discuss issues and challenges faced by registrants in interpreting and complying with Ontario securities law, including registration and compliance related matters. 

The Committee will also play a consultative role by providing feedback to the OSC on the development and implementation of policy and rule making initiatives that promote investor protection and fair and efficient capital markets. 

Debra Foubert, Director of the Compliance and Registrant Regulation Branch, will continue to Chair the RAC.

The RAC is composed of members representing the different registration categories and business models overseen by the OSC. The Committee is expected to meet approximately four times per year, in addition to possible ad hoc meetings as required, with members serving two-year terms.

The committee members are:

Sunny Mann	18 Asset Management Inc.
Supriya Kapoor	Aurelius GRP (Canada)
Peter Moulson	CIBC Asset Management Inc.
Patrick Farmer	Edgepoint Wealth Management Inc.
John Kruk	Fasken Martineau DuMoulin LLP
Robyn Mendelson	Fidelity Investments Canada ULC
Denys Calvin	Nexus Investment Management Inc.
Gina Yee	Portfolio Management Association of Canada
Julie Clarke	Private Capital Markets Association of Canada
Paul Spagnolo	Sionna Investment Managers Inc.
Rob Wortzman	Wildeboer Dellelce LLP

 

The mandate of the OSC is to provide protection to investors from unfair, improper or fraudulent practices, to foster fair and efficient capital markets and confidence in the capital markets, and to contribute to the stability of the financial system and the reduction of systemic risk. Investors are urged to check the registration of any persons or company offering an investment opportunity and to review the OSC investor materials available at www.osc.ca.

 

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