Data reporting requirements for derivatives in Ontario and trade repository designation

To help participants in Ontario's OTC derivatives market comply with their trade reporting obligations under OSC Rule 91-507 Trade Repositories and Derivatives Data Reporting, the OSC prepared a webinar called “OTC Derivatives Trade Reporting in Ontario: What Are Your Obligations?” 

Download the PDF presentation [165 Kb]

A webinar on “Amendments to the Ontario OTC Derivatives Trade Reporting Rule” was also prepared.

Download the PDF presentation [44Kb]

The OSC has prepared a list of frequently asked questions to assist derivatives participants fulfil their trade reporting obligations. 

Derivatives participants should refer to OSC Rule: 91-507 Trade Repositories and Derivatives Data Reporting and its related companion policy when determining their reporting obligations and for further information. 

For further specific information on reporting requirements, refer to Multilateral CSA Staff Notice 91-306 Compliance Review Findings for Reporting Counterparties.

The OSC has authority to designate trade repositories under section 21.2.2 of Ontario’s Securities Act. See the current list of persons or companies that have been recognized as trade repositories.