Current distributions of funds from sanctions and settlements

In cases where funds received under orders of the Capital Markets Tribunal or settlement agreements have been approved for distribution to investors, the distribution may be undertaken by a receiver appointed under section 129 of Ontario’s Securities Act and supervised by the Superior Court of Justice. In some cases, the Ministry of the Attorney General of Ontario may assist the OSC by distributing these funds using the process under the Civil Remedies Act.

Learn more about the OSC’s allocation and use of funds from sanctions and settlements.

Information relating to receiverships and distributions of sanction and settlement money, including the process and deadline for submitting a claim to the receiver, can be found on the relevant receiver’s website:

There are currently no active receiverships.

Notices relating to distributions of sanction and settlement money currently being conducted by the Ministry of the Attorney General of Ontario (AGO) under the Civil Remedies Act, including the process and deadline for submitting a claim to the AGO, can be found below:

Currently, there are no Civil Remedies Act distributions to report.