9 - Derivatives

Results 1 - 30 of 42
Instrument Number
Title
91-102
Prohibition of Binary Options and Related Proposed Companion Policy
91-301
Model Provincial Rules - Derivatives Product Determination and Trade Repositories and Derivatives Data Reporting
91-303
Proposed Model Provincial Rule on Mandatory Central Counterparty Clearing of Derivatives
91-304
Model Provincial Rule - Derivatives: Customer Clearing and Protection of Customer Collateral and Positions
91-306
Compliance Review Findings for Reporting Counterparties
91-401
Over-the-Counter Derivatives Regulation in Canada
91-402
Derivatives: Trade Repositories
91-403
Derivatives: Surveillance and Enforcement
91-404
Segregation and Portability in OTC Derivatives Clearing
91-405
Derivatives: End-User Exemption
91-406
Derivatives: OTC Central Counterparty Clearing
91-407
Derivatives: Registration
91-501 91-501CP
Strip Bonds
91-502
Trades in Recognized Options
91-503
Trades in Commodity Futures Contracts and Commodity Futures Options Entered Into on Commodity Futures Exchanges Situated Outside Ontario
91-504 and 91-504CP
[on hold] Over-The-Counter Derivatives
91-505
Exemptions from the Options Proficiency Requirement for International Dealers, Advisers and Sub-Advisers (Interim Class Order)
91-506
Derivatives: Product Determination
91-507
Trade Repositories and Derivatives Data Reporting
91-701
Debt-Like Derivative Securities
91-702
Offerings of Contracts for Difference and foreign exchange contracts to investors in Ontario
91-703
Staff Recommendation on the Reporting of Inter-Affiliate Transactions by End-Users under OSC Rule 91-507 Trade Repositories and Derivatives Data Reporting
91-704
Ontario Securities Commission Staff Notice - Compliance Review Plan for OSC Rule 91-507 - Trade Repositories and Derivatives Data Reporting
91-705
CSA Derivatives Data Technical Manual
92-401
Derivatives Trading Facilities
93-101
Derivatives: Business Conduct
93-102
Derivatives: Registration
93-301
Derivatives Business Conduct Rule - No Overlap with Derivatives Registration Rule Comment Period
93-302
Frequently Asked Questions About National Instrument 93-101 Derivatives: Business Conduct
93-930
Temporary exemptions for derivatives firms from certain obligations when transacting with certain investment funds and for senior derivatives managers from certain reporting obligations
Results 1 - 30 of 42