OSC Staff Notice: 11-726 - Assignment of Policy Numbers
OSC Staff Notice: 11-726 - Assignment of Policy Numbers
ONTARIO SECURITIES COMMISSION
NOTICE 11-726
ASSIGNMENT OF POLICY NUMBERS
As part of the Policy Reformulation Project, staff has determined that the following policies are to be reclassified according to the numbering system adopted by the Canadian Securities Administrators. An explanation of that numbering system can be found at 19 OSCB 4258. In some instances, staff has determined that minor changes to the notices are needed so that the notices conform to existing statutory references. The assignment of these new numbers is effective immediately.
|
Pre-Reformulation |
New Number |
|
Uniform Act Policy 2-13 Advertizing During Waiting Period Between Preliminary and Final Prospectuses |
47-601 |
|
OSC Policy 4.7 Registration of Non-resident Salesmen, Partners or Officers of Registered Dealers |
35-601 |
Questions regarding this notice may be directed to:
Manager, Project Office
Ontario Securities Commission
Phone: 416-593-8084
[email protected]
Alicia Ferdinand
Project Coordinator, Project Office
Ontario Securities Commission
Phone: 416-593-8307
[email protected]
March 21, 2003.