IFSP eNews

IFSP eNews aims to provide timely information about regulatory news and issues to investment fund and structured product issuers and their advisors in the form of articles published on a timely, as-needed basis.

IFSP eNews is prepared by staff of the Investment Funds and Structured Products (IFSP) Branch, and the views that it expresses do not necessarily reflect the views of the Ontario Securities Commission or the Canadian Securities Administrators.

The information contained in IFSP eNews is based on particular factual circumstances. Outcomes may differ as facts change, or as regulatory approaches evolve.

IFSP eNews replaces the Investment Funds Practitioner (the Practitioner). Articles from the Practitioner are now included in the list of IFSP eNews articles below.

IFSP Branch staff review both IFSP eNews and Practitioner articles periodically to remove articles from the OSC website that are no longer relevant.

We welcome your feedback, including any suggestions. Please forward your comments to [email protected].

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IFSP eNews articles

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Results 1 - 20 of 40
Date
Title
Categories
Topics
Use of cash collateral for delayed basket securities in ETF subscriptions
Announcements and Updates
ETF
Inclusion of yield or distribution rates in sales communications
Announcements and Updates
Fund distributions Issue-oriented reviews Sales communications
Use of Refilings and Errors List for corrections to continuous disclosure filings, websites and social media
Administrative
Continuous disclosure Sales communications
Review process for substantive changes made subsequent to filing or “clear for final” of preliminary or pro forma prospectuses
Administrative
ESG Prospectuses
Information on prospectus pre-file process and timelines
Administrative
Prospectuses
Change to form of receipt for investment fund prospectuses
Administrative
Prospectuses
OSC expectations regarding the rehypothecation of portfolio assets
Other
Custody of portfolio assets
Reviews of Prospectus Amendments
Administrative
Prospectuses
Disclosure of Management Fees
Other
Fees and expenses Fund facts Prospectuses
Consideration of Different Securityholder Interests
Other
Conflicts of interest IRC
Guidance on Mutual Fund Sales Practices
Other
Mutual funds Sales practices
Portfolio Disclosure Practices of Exchange-Traded Funds
Other
ETF Portfolio disclosure
Review of Fund-of-Funds Disclosure of Fees and Expenses
Other
Fees and expenses Fund facts Fund on fund Issue-oriented reviews Prospectuses
IRC Reporting Under Section 4.5 of NI 81-107
Other
Conflicts of interest IRC Reporting
Investment Funds Offering Currency Hedged Class or Series
Other
Currency hedging Fundamental changes Investment objectives Prospectuses
Disclosing Tax Consequences of Fundamental Changes
Other
Circular Fundamental changes IRC
Transition of Investment Funds to Corporate Issuer Status
Other
Circular Corporate issuer status
New Scholarship Plans - Up-Front Commission Structure
Other
Fees and expenses Prospectuses Scholarship plans
Awards in Sales Communications
Other
Issue-oriented reviews Sales communications
Past Performance Presentation in Fund Facts
Other
Fund facts Past performance
Results 1 - 20 of 40