Notice of Approval – Amendments to Broker Preferencing Functionality – TSX Inc.

TMX Group Limited and TSX Inc. rule review and notices


In accordance with the Process for the Review and Approval of the Information Contained in Form 21-101F1 and the Exhibits Thereto, the Ontario Securities Commission has approved amendments to the Toronto Stock Exchange Rule Book to allow anonymous broker preferencing against passive dark orders (the “Amendments”).

The Amendments were published for comment on November 5, 2020 and no comments were received. A copy of the Amendments can be found at www.osc.ca.

Implementation Date
The Amendments will be implemented in Q1 2021, following notice by TSX.