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TW SEF LLC orders and notices

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TW SEF LLC (TW SEF) is registered with the United States Commodity Futures Trading Commission as a swap execution facility (SEF) and is exempted from recognition as an exchange in Ontario.

2021

March 11, 2021
360 Treasury Systems AG et al. – s. 144 of the OSA and s. 78 of the CFA

2016

June 13, 2016
TW SEF LLC – s. 147
June 23, 2016
Notice of Commission Order – Applications for Exemptive Relief – 360 Trading Networks Inc. et al.
April 7, 2016
OSC Notice and Request for Comment – Applications for Exemption from Recognition as an Exchange – 360 Trading Networks Inc. et al.
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April 7, 2016
Application for Exemption from Recognition as an Exchange – TW SEF LLC
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April 7, 2016
Draft Exemption Order – TW SEF LLC
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2014

October 16, 2014
Notice of Commission Order – Extension of Interim Exemption Orders – 360 Trading Networks Inc. et al.
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September 30, 2014
360 Trading Networks Inc. et al. – s. 144

2013

December 12, 2013
Order – TW SEF LLC
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October 1, 2013
Order – TW SEF LLC
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