OSC Staff Notice 11-739 (Revised) - Policy Reformulation Table of Concordance and List of New Instruments

OSC Notice

July 28, 2016

PDF Version

OSC Staff Notice 11-739 (Revised) – Policy Reformulation Table of Concordance and List of New Instruments

The following revisions have been made to the Table of Concordance and List of New Instruments. A full version of the Table of Concordance and List of New Instruments as of June 30, 2016 has been posted to the OSC Website at www.osc.gov.on.ca.

Table of Concordance

- - - - - - - - - - - - - - - - - - - -

Item Key

The third digit of each instrument represents the following: 1-National/Multilateral Instrument; 2-National/Multilateral Policy; 3-CSA Notice; 4-CSA Concept Release; 5-Local Rule; 6-Local Policy; 7-Local Notice; 8-Implementing Instrument; 9-Miscellaneous

- - - - - - - - - - - - - - - - - - - -

Reformulation

Instrument	Title	Status

	None

New Instruments

Instrument	Title	Status

31-344	OBSI Joint Regulators Committee Annual Report for 2015	*Published April 7, 2016*

45-308	Guidance for Preparing and Filing Reports of Exempt Distribution under National Instrument 45-106 Prospectus Exemptions (Revised)	*Published April 7, 2016*

33-317	Next Steps in the CSA's Work to Enhance the Obligations of Advisers, Dealers and Representatives Toward their Clients	*Published April 7, 2016*

23-101	Notice of Approval -- Amendments to National Instrument 23-101 Trading Rules and Companion Policy 23-101CP to National Instrument 23-101 Trading Rules	*Commission approval published April 7, 2016*

45-106	Prospectus Exemptions -- Amendments	*Commission approval published April 7, 2016*

23-101	Trading Rules -- Amendments	*Published for comment April 7, 2016*

31-345	Cost Disclosure, Performance Reporting and Client Statements -- Frequently Asked Questions and Additional Guidance	*Published April 14, 2016*

11-739	Policy Reformulation Table of Concordance and New Instruments (Revised)	*Published April 14, 2016*

21-317	Next Steps in Implementation of a Plan to Enhance Regulation of the Fixed Income Market	*Published April 21, 2016*

33-404	Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients	*Published for comment April 28, 2016*

62-104	Take-Over Bids and Issuer Bids -- Amendments	*Ministerial approval published May 5, 2016*

62-203	Take-Over Bids and Issuer Bids -- Amendments	*Commission approval published May 5, 2016*

13-102	System Fees for SEDAR and NRD -- Amendments	*Ministerial approval published May 5, 2016*

43-101	Standards of Disclosure for Mineral Projects -- Amendments	*Ministerial approval published May 5, 2016*

55-104CP	Insider Reporting Requirements and Exemptions -- Amendments	*Commission approval published May 5, 2016*

61-101	Protection of Minority Security Holders in Special Transactions -- Amendments	*Ministerial approval published May 5, 2016*

61-101CP	Protection of Minority Security Holders in Special Transactions -- Amendments	*Commission approval published May 5, 2016*

62-103	The Early Warning System and Related Take-Over Bid and Insider Reporting Issues -- Amendments	*Ministerial approval published May 5, 2016*

62-504	Take-Over Bids and Issuer Bids	*Ministerial approval of repeal published May 5, 2016*

13-502	Fees -- Amendments	*Ministerial approval published May 5, 2016*

14-501	Definitions -- Amendments	*Ministerial approval published May 5, 2016*

48-501	Trading During Distributions, Formal Bids and Share Exchange Transactions -- Amendments	*Ministerial approval published May 5, 2016*

71-801	Implementing the Multijurisdictional Disclosure System -- Amendments	*Ministerial approval published May 5, 2016*

71-802	Implementing National Instrument 71-102 Continuous Disclosure and Other Exemptions Relating to Foreign Issuers -- Amendments	*Ministerial approval published May 5, 2016*

91-502	Trades in Recognized Options -- Amendments	*Ministerial approval published May 5, 2016*

62-203	Take-Over Bids and Issuer Bids -- Amendments	*Commission approval published May 5, 2016*

62-103	The Early Warning System and Related Take-Over Bid and Insider Reporting Issues -- Amendments	*Ministerial approval published May 5, 2016*

91-507	Trade Repositories and Derivatives Data Reporting -- Amendments	*Commission approval published May 5, 2016*

91-507CP	Trade Repositories and Derivatives Data Reporting -- Amendments	*Commission approval published May 5, 2016*

24-314	Preparing for the Implementation of T+2 Settlement: Letter to Registered Firms	*Published May 26, 2016*

45-106	Prospectus Exemptions -- Amendments (Harmonized Report of Exempt Distributions)	*Ministerial approval published June 9, 2016*

11-501	Electronic Delivery of Documents to the Ontario Securities Commission -- Amendments	*Ministerial approval published June 9, 2016*

13-502	Fees -- Amendments	*Ministerial approval published June 9, 2016*

45-501	Ontario Prospectus and Registration Exemptions -- Amendments	*Ministerial approval published June 9, 2016*

45-708	Introduction of Electronic Report of Exempt Distribution on Form 45-106F1	*Withdrawn June 30, 2016*

45-709	Tips for Filing Reports of Exempt Distribution	*Withdrawn June 30, 2016*

45-713	Reports of Exempt Distribution -- Compliance with Filing Requirements	*Withdrawn June 30, 2016*

11-775	Notice of Statement of Priorities for Financial Year to End March 31, 2017	*Published June 9, 2016*

23-704	Compliance with National Instrument 23-103 Electronic Trading and Direct Access to Marketplaces	*Published June 9, 2016*

24-102CP	Clearing Agency Requirements -- Amendments	*Commission approval published June 9, 2016*

12-703	Applications for a Decision that an Issuer is not a Reporting Issuer (Revised)	*Published June 16, 2016*

11-330	Notice of Local Amendments -- Alberta, Manitoba, New Brunswick, Nova Scotia, Quebec, Ontario and Saskatchewan	*Published June 16, 2016*

23-316	Order Protection Rule: Implementation of the Market Share Threshold and Amendments to Companion Policy 23-101 Trading Rules	*Published June 20, 2016*

11-102	Passport System -- Amendments	*Published June 23, 2016*

11-103	Failure-to-File Cease Trade Orders in Multiple Jurisdictions	*Published June 23, 2016*

23-101	Trading Rules -- Amendments	*Ministerial approval published June 23, 2016*

23-316	Order Protection Rule: Implementation of the Market Share Threshold and Amendments to Companion Policy 23-101 Trading Rules	*Published June 23, 2016*

21-318	Information Processor for Corporate Debt Securities	*Published June 23, 2016*

11-206	Process for Cease to be a Reporting Issuer Applications	*Commission approval published June 23, 2016*

11-207	Failure-to-File Cease Trade Orders and Revocations in Multiple Jurisdictions	*C omission approval published June 23, 2016*

12-202	Revocation of Certain Cease Trade Orders	*Commission approval published June 23, 2016*

12-203	Management Cease Trade Orders	*Commission approval published June 23, 2016*

81-327	Next Steps in the CSA's Examination of Mutual Fund Fees	*Published June 30, 2016*

72-503	Distributions Outside of Canada	*Published for comment June 30, 2016*

For further information, contact:

Darlene Watson

Project Specialist

Ontario Securities Commission

416-593-8148

July 28, 2016