OSC Staff Notice 11-739 (Revised) - Policy Reformulation Table of Concordance and List of New Instruments
OSC Staff Notice 11-739 (Revised) - Policy Reformulation Table of Concordance and List of New Instruments
OSC STAFF NOTICE 11-739 (REVISED)
POLICY REFORMULATION TABLE OF CONCORDANCE AND LIST OF NEW INSTRUMENTS
The following revisions have been made to the Table of Concordance and List of New Instruments. A full version of the Table of Concordance and List of New Instruments as of December 31, 2017 has been posted to the OSC Website at www.osc.gov.on.ca.
Table of Concordance
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Item Key
The third digit of each instrument represents the following: 1-National/Multilateral Instrument; 2-National/Multilateral Policy;
3-CSA Notice; 4-CSA Concept Release; 5-Local Rule; 6-Local Policy; 7-Local Notice; 8-Implementing Instrument;
9-Miscellaneous
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Reformulation
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Instrument |
Title |
Status |
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None |
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New Instruments
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Instrument |
Title |
Status |
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58-309 |
Staff Review of Women on Boards and in Executive Officer Positions -- Compliance with NI 58-101 Disclosure of Corporate Governance Practices |
Published October 5, 2017 |
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11-739 |
Reformulation Table of Concordance and List of New Instruments |
Published October 12, 2017 |
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94-101 |
Mandatory Central Counterparty Clearing of Derivatives -- Amendments |
Published for comment October 12, 2017 |
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33-321 |
Cyber Security and Social Media |
Published October 19, 2017 |
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51-352 |
Issuers with U.S. Marijuana Related Activities |
Published October 19, 2017 |
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52-404 |
Approach to Director and Audit Committee Member Independence |
Published for comment October 26, 2017 |
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11-737 |
Securities Advisory Committee -- Vacancies |
Published November 2, 2017 |
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81-102 |
Investment Funds -- Amendments |
Ministerial approval published November 9, 2017 |
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81-104 |
Commodity Pools -- Amendments |
Ministerial approval published November 9, 2017 |
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31-103 |
Registration Requirements, Exemtions and Ongoing Registrant Obligations -- Amendments |
Ministerial approval published November 30, 2017 |
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33-109 |
Registration Information -- Amendments |
Ministerial approval published November 30, 2017 |
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33-506 |
(Commodity Futures Act) Registration Information -- Amendments |
Ministerial approval published November 30, 2017 |
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11-337 |
Notice of Local Amendments and Changes in Alberta, Manitoba, and New Brunswick |
Published December 7, 2017 |
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23-319 |
Joint CSA/IIROC Staff Notice 23-319 Internalization in the Canadian Market |
Published December 7, 2017 |
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31-351 |
Joint CSA Staff Notice, IIROC Notice 17-0229, MFDA Bulletin #0736-M -- Complying with requirements regarding the Ombudsman for Banking Services and Investments |
Published December 7, 2017 |
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91-102 |
Prohibition of Binary Options |
Ministerial approval published December 7, 2017 |
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13-315 |
Securities Regulatory Authority Closed Dates 2018 |
Published December 14, 2017 |
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23-320 |
Consideration of the Markets in Financial Instruments Directive (MiFID II) Unbundling Requirements on the Regulatory Requirements in Canada |
Published December 14, 2017 |
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21-320 |
Update: National Instrument 21-101 Marketplace Operation and Related Companion Policy -- Dealing with Government Transparency |
Published December 14, 2017 |
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72-503 |
Distributions Outside Canada |
Commission approval published December 21, 2017 |
For further information, contact:
Darlene WatsonProject SpecialistOntario Securities Commission416-593-8148
January 18, 2018