OSC Staff Notice 11-739 (Revised) - Policy Reformulation - Table of Concordance and List of New Instruments

OSC Notice

January 14, 2016

OSC STAFF NOTICE 11-739 (REVISED)

POLICY REFORMULATION
TABLE OF CONCORDANCE AND LIST OF NEW INSTRUMENTS

The following revisions have been made to the Table of Concordance and List of New Instruments. A full version of the Table of Concordance and List of New Instruments as of December 31, 2015 has been posted to the OSC Website at www.osc.gov.on.ca.

Table of Concordance

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Item Key

The third digit of each instrument represents the following: 1-National/Multilateral Instrument; 2-National/Multilateral Policy; 3-CSA Notice; 4-CSA Concept Release; 5-Local Rule; 6-Local Policy; 7-Local Notice; 8-Implementing Instrument; 9-Miscellaneous

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Reformulation

Instrument	Title	Status

	None

New Instruments

Instrument	Title	Status

58-307	Staff Review of Women on Boards and in Executive Officer Positions -- Compliance with NI 58-101 Disclosure of Corporate Governance Practices	*Published October 1, 2015*

21-101	Marketplace Operation -- Amendments	*Ministerial approval published October 1, 2015*

23-101	Trading Rules -- Amendments	*Ministerial approval published October 1, 2015*

21-706	Marketplaces' Initial Operations and Material System Changes	*Published October 1, 2015*

13-502	Fees -- Amendments	*Commission approval published October 1, 2015*

11-739	Policy Reformulation Table of Concordance and New Instruments (Revised)	*Published October 8, 2015*

45-714	Summaries of Exempt Distribution Information	*Published October 15, 2015*

11-737	Securities Advisory Committee (Revised)	*Published October 22, 2015*

45-106	Prospectus Exemptions -- Amendments (Offering Memorandum)	*Commission approval published October 29, 2015*

52-107	Acceptable Accounting Principles and Auditing Standards -- Amendments (Offering Memorandum)	*Commission approval published October 29, 2015*

45-102	Resale of Securities -- Amendments (Offering Memorandum)	*Commission approval published October 29, 2015*

11-203	Process for Exempt Relief Applications in Multiple Jurisdictions -- Amendments (Offering Memorandum)	*Commission approval published October 29, 2015*

11-501	Requirement for the Electronic Delivery of Documents to the Ontario Securities Commission -- Amendments (Offering Memorandum)	*Commission approval published October 29, 2015*

13-502	Fees -- Amendments (Offering Memorandum)	*Commission approval published October 29, 2015*

45-501	Exempt Distributions -- Amendments (Offering Memorandum)	*Commission approval published October 29, 2015*

15-601	Whistleblower Policy	*Request for comment published October 29, 2015*

48-501	Trading During Distributions, Formal Bids and Share Exchange Transactions -- Amendments	*Ministerial approval of amendments published October 29, 2015*

45-108	Crowdfunding	*Commission approval published November 5, 2015*

45-102	Resale of Securities -- Amendments (Crowdfunding)	*Commission approval published November 5, 2015*

11-501	Requirement for Electronic Delivery of Documents to the Ontario Securities Commission -- Amendments (Crowdfunding)	*Commission approval published November 5, 2015*

51-345	Disclosure of Abandonment and Reclamation Costs in National Instrument 51-101 Standards of Disclosure for Oil and Gas Activities and Related Forms	*Published November 5, 2015*

11-773	The Investor Perspective	*Published November 5, 2015*

41-101	General Prospectus Requirements -- Amendments (Aequitas)	*Ministerial approval published November 5, 2015*

44-101	Short Form Prospectus Distribution -- Amendments (Aequitas)	*Ministerial approval published November 5, 2015*

45-106	Prospectus Exemptions -- Amendments (Aequitas)	*Ministerial approval published November 5, 2015*

51-102	Continuous Disclosure Obligations -- Amendments (Aequitas)	*Ministerial approval published November 5, 2015*

52-109	Certification of Disclosure in Issuers' Annual and Interim Filings (Aequitas)	*Ministerial approval published November 5, 2015*

52-110	Audit Committees -- Amendments (Aequitas)	*Ministerial approval published November 5, 2015*

58-101	Disclosure of Corporate Governance Practices -- Amendments (Aequitas)	*Ministerial approval published November 5, 2015*

61-101	Protection of Minority Security Holders in Special Transactions -- Amendments (Aequitas)	*Ministerial approval published November 5, 2015*

71-102	Continuous Disclosure and Other Exemptions Relating to Foreign Issuers -- Amendments (Aequitas)	*Ministerial approval published November 5, 2015*

81-101	Mutual Fund Prospectus Disclosure -- Amendments (Aequitas)	*Ministerial approval published November 5, 2015*

46-201	Escrow for Initial Public Offerings -- Amendments (Aequitas)	*Ministerial approval published November 5, 2015*

56-501	Restricted Shares -- Amendments (Aequitas)	*Ministerial approval published November 5, 2015*

31-343	Conflicts of interest in distributing securities of related or connected issuers	*Published November 26, 2015*

91-507	Trade Repositories and Derivatives Trade Reporting -- Amendments	*Request for comment published November 5, 2015*

24-102	Clearing Agency Requirements	*Commission approval published December 3, 2015*

45-106	Prospectus Exemptions -- Amendments (Rights Offerings)	*Ministerial approval published December 3, 2015*

41-101	General Prospectus Requirements -- Amendments (Rights Offerings)	*Ministerial approval published December 3, 2015*

44-101	Short Form Prospectus Distributions -- Amendments (Rights Offerings)	*Ministerial approval published December 3, 2015*

45-102	Resale of Securities -- Amendments (Rights Offerings)	*Ministerial approval published December 3, 2015*

45-101	Rights Offerings -- Amendments (Rights Offerings)	*Ministerial approval of repeal published December 3, 2015*

13-101	System for Electronic Document Analysis and Retrieval (SEDAR) -- Amendments (Rights Offerings)	*Ministerial approval published December 3, 2015*

13-102	System Fees for SEDAR and NRD -- Amendments (Rights Offerings)	*Ministerial approval published December 3, 2015*

11-501	Electronic Delivery of Documents to the Ontario Securities Commission -- Amendments (Rights Offerings)	*Ministerial approval published December 3, 2015*

13-502	Fees -- Amendments (Rights Offerings)	*Ministerial approval published December 3, 2015*

61-101	Protection of Minority Security Holders in Special Transactions -- Amendments (Rights Offerings)	*Ministerial approval published December 3, 2015*

13-502	Fees -- Amendments	*Ministerial approval published December 3, 2015*

24-102CP	Clearing Agency Requirements -- Amendments	*Request for comment published December 3, 2015*

13-315	Securities Regulatory Authority Closed Dates 2016 (Revised)	*Published December 10, 2015*

81-102	Investment Funds -- Amendments (CSA Mutual Fund Risk Classification Methodology)	*Request for comment published December 10, 2015*

81-101	Mutual Fund Prospectus Disclosure -- Amendments (CSA Mutual Fund Risk Classification Methodology)	*Request for comment published December 10, 2015*

41-101	General Prospectus Requirements -- Amendments (CSA Mutual Fund Risk Classification Methodology)	*Request for comment published December 10, 2015*

13-706	SEDAR Filer Manual Update	*Published December 17, 2015*

For further information, contact:

Darlene Watson

Project Specialist

Ontario Securities Commission

416-593-8148

January 14, 2016

OSC Staff Notice 11-739 (Revised) - Policy Reformulation - Table of Concordance and List of New Instruments

OSC Staff Notice 11-739 (Revised) - Policy Reformulation - Table of Concordance and List of New Instruments

OSC STAFF NOTICE 11-739 (REVISED) POLICY REFORMULATION TABLE OF CONCORDANCE AND LIST OF NEW INSTRUMENTS

Table of Concordance

Reformulation

New Instruments

OSC STAFF NOTICE 11-739 (REVISED)

POLICY REFORMULATION
TABLE OF CONCORDANCE AND LIST OF NEW INSTRUMENTS