Alpha ATS rule review and notices

The operations of Alpha ATS Limited Partnership (Alpha ATS) were legally transferred to Alpha Exchange Inc. on April 1st, 2012. The list of notices published by Alpha ATS about proposed changes to certain aspects of its operations may be found below.

2012

Notice for Proposed Changes and Request for Feedback - Alpha ATS LP Comments Received
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2011

Notice of Completion of Staff Review of Proposed Changes - New DAO Order Designations, Elimination of All or None Order, and Changes to Mixed Lot Order Handling - Alpha ATS LP
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Notice of Proposed Changes and Request for Feedback - New DAO Order Designations, Elimination of All or None Order, and Changes to Mixed Lot Order Handling - Alpha ATS LP
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Notice of Completion of Staff Review of Proposed Changes - IntraSpread Facility - Alpha ATS LP
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2010

Notice of Completion of Staff Review of Proposed Changes - Original IntraSpread Facility - Alpha ATS LP
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Notice of Proposed Changes and Request for Feedback - Revised IntraSpread Facility - Alpha ATS LP Comments Received
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Notice of Completion of Staff Review of Proposed Changes - Self Trade Management - Alpha ATS LP
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Summary of Comments and Response - Self Trade Management - Alpha ATS LP
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Notice of Proposed Changes - Alpha Self Trade Management - Alpha ATS LP
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Notice of Proposed Changes and Request for Feedback - Alpha ATS LP Comments Received
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Notice of Proposed Changes - Alpha IntraSpread Facility - Alpha ATS LP
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Notice of Proposed Changes and Request for Feedback - Alpha ATS LP Comments Received
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Notice of Implementation - Alpha ATS LP
Notice and Request for Feedback - Proposed Changes to the Operations of Alpha ATS LP - Passive Only Order Type, Odd Lot Orders and Bypass Cross - Alpha ATS LP
Notice of Proposed Changes - Alpha ATS LP

2009

Notice of Implementation of CFO Functionality - Alpha ATS LP
Notice and Request for Feedback - Proposed Changes to the Operations of Alpha ATS LP to Enhance CFO Functionality - Alpha ATS LP