Notice and Request for Comments - Form 9 Notice of Proposed Issuance of Securities and Policy 6 Distributions - Canadian Securities Exchange

 
CNSX Markets Inc. (“CSE” or the “Exchange”) is publishing proposed amendments (the Amendments) to Form 9 - Notice of Proposed Issuance of Securities and Policy 6 – Distributions in accordance with s. 6(a) of Appendix C (“Process for the Review and Approval of Rules and Information Contained in Form 21-101F1 and the Exhibits Thereto”) of the CSE Recognition Order, as amended (the “Protocol”). The proposed amendments include “Public Interest Rules” being published for comment, and “housekeeping rules” as defined under the Protocol.

The Public Interest Rule amendments will repeal the requirement for CNSX Issuers to post to the CNSX website certain information related to purchasers in an exempt distribution. The Amendments will require that only investors that are Related Persons, as defined in CSE Policy 1, be identified in the Form 9. There are related changes proposed to Policy 6 – Distributions to clarify filing procedures.

A copy of the CSE Notice is published on our website at www.osc.gov.on.ca.