Nasdaq CXC/Nasdaq CX2/Nasdaq CXD - ATS rule review and notices

Nasdaq CXC Limited (Nasdaq Canada), together with its parent company Ensoleillement Inc., is recognized as an exchange in Ontario.

2018

Notice of Commission Approval - Access to Nasdaq Fixed Income Trading System - Nasdaq CXC Limited

2017

OSC Staff Notice and Request for Comment Regarding Proposed GEF Facility for an Exchange to be Established by Nasdaq CXC Limited Comments Received
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Nasdaq Canada Member Agreement - Nasdaq CXC Limited
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Nasdaq Canada Trading Functionality Guide - Nasdaq CXC Limited
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Nasdaq Canada Trading Rules and Policies - Nasdaq CXC Limited
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Notice and Request for Comment - Application for Recognition as Exchanges - Nasdaq CXC Limited and Ensoleillement Inc. Comments Received
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Nasdaq Canada Member Agreement - Nasdaq CXC Limited
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Nasdaq Canada Trading Functionality Guide - Nasdaq CXC Limited
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Nasdaq Canada Trading Rules and Policies - Nasdaq CXC Limited
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Notice of Approval of Proposed Changes - Changes to Form 21-101F2 to Reflect the Introduction of a Minimum Quantity Order - Nasdaq CXC Limited
Request for Comment - Proposed Access to Nasdaq Fixed Income Trading System - Nasdaq CXC Limited
Notice - Request for Comment - Proposed Access to Nasdaq Fixed Income Trading System
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Notice of Proposed Changes and Request for Comment - Nasdaq CXC Limited
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Notice of Proposed Changes and Request for Comment - Nasdaq CXC Limited
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2016

Notice of Approval - Nasdaq CXD Trading Facility - Nasdaq CXC Limited
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Notice of Approval - Special Settlement Instructions - Nasdaq CXC Limited and Nasdaq CX2
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Notice of Proposed Changes and Request for Comment - Introduction of New Dark Trading Book CXD - Nasdaq CX2 Comments Received
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Notice of Proposed Changes and Request for Comment - Nasdaq CX2
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Notice of Proposed Changes and Request for Comment - Special Settlement Instructions - Nasdaq CX and Nasdaq CX2
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Notice of Commission Approval - Change of Ownership of Chi-X Canada ATS Ltd. - Nasdaq CXC Limited
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2015

Bloomberg Tradebook Canada Company et al. – s. 144
Notice of Commission Approval of Proposed Changes – MOC Orders – Chi-X Canada ATS Limited
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Notice of Proposed Changes and Request for Comment – MOC Orders – Chi-X Canada ATS Limited Comments Received
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Notice of Commission Approval of Proposed Changes - CX2 Canada ATS
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2014

Notice of Commission Approval of Proposed Changes - CX2 Canada ATS
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Notice of Proposed Changes and Request for Comment - CX2 Canada ATS
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Notice of Commission Approval of Proposed Changes - No-Self Cross Feature - Chi-X Canada ATS and CX2 Canada ATS
OSC Staff Notice of Proposed Changes and Request for Comment - Form 21-101F2 - No-Self Cross Feature - Chi-X Canada ATS and CX2 Canada ATS
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Notice of Proposed Changes and Request for Comment - Chi-X Canada ATS and CX2 ATS
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Notice of Proposed Changes and Request for Comment - CX2 Canada Odd Lot Trading Facility - CX2 Canada ATS
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2013

Notice of Commission Approval of Proposed Changes - Chi-X Canada ATS and CX2 Canada ATS
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Notice of Proposed Changes and Request for Comment - Chi-X Canada ATS and CX2 Canada ATS
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Notice of Completion of Staff Review - CX2 Initial Operations Report - CX2 Canada ATS
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2012

Notice of Initial Operations Report and Request for Feedback - CX2 Canada ATS Comments Received
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Notice of Commission Approval of Proposed Changes - Chi-X Canada ATS Limited
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Notice of Commission Approval of Proposed Changes - Chi-X Canada ATS Limited
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Notice of Proposed Changes and Request for Comment - Chi-X Canada ATS Limited
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Notice of Proposed Changes and Request for Comment - Chi-X Canada ATS Limited
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2010

Notice of Implementation - Chi-X Canada ATS Limited
Summary of Comments and Response for Proposed Pre-Trade Validation Checks - Chi-X Canada ATS Limited
Notice of Completion of Staff Review of Proposed Changes - Chi-X Canada ATS Limited
Notice of Completion of Staff Review of Proposed Changes - Chi-X Canada ATS Limited
Notice of Proposed Changes and Request for Feedback - Chi-X Canada ATS Limited Comments Received
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Notice of Proposed Changes and Request for Feedback - Chi-X Canada ATS Limited
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2009

Notice of Proposed Changes - Chi-X Canada ATS Limited
Notice and Request for Feedback - Proposed Changes to the Operations of Chi-X Canada ATS Limited to Introduce Two New Order Types: the Sweep and Cross Order and the Post Only Order - Chi-X Canada ATS Limited