Limited Notice of Approval – Introduction of Odd Lot Order Book for CXD Trading Book – Nasdaq CXC Limited

In accordance with the requirements set out in the Process for the Review and Approval of Rules and the Information Contained in Form 21-101F1 and the Exhibits Thereto (Exchange Protocol), on November 15th, 2021, the Commission approved changes to the Nasdaq CXC Limited (Nasdaq Canada) Trading Rules and Policies reflecting the introduction of an odd lot order book for the CXD Trading Book.

Nasdaq Canada’s Notice and Request for Comment on the proposed functionality was published on the Commission’s website and in the Commission’s Bulletin on September 23rd, 2021 at (2021) 44 OSCB 8103. No comment letters were received.

This new functionality is expected to be introduced in the first quarter of 2022.