OSC Staff Notice and Request for Comment - Proposed Amendments to Trading Policies - Aequitas NEO Exchange Inc.

Aequitas NEO Exchange Inc. (NEO Exchange) is publishing proposed amendments to the NEO Exchange trading policies in accordance with the Process for the Review and Approval of Rules and the Information Contained in Form 21-101F1 and the Exhibits Thereto.

NEO Exchange is proposing to introduce functionality that will allow designated market makers (DMMs) to choose to autoexecute up to a pre-set size, determined by the DMM, against orders that meet certain criteria.

A copy of the NEO Exchange notice including the proposed changes is published on our website at www.osc.gov.on.ca.