DW SEF LLC orders and notices Breadcrumb Home Industry Market regulation Marketplaces Exchanges DW SEF LLC orders and notices Component Menu Left Sidebar Industry Registration and compliance Innovation at the OSC Companies Investment funds and structured products Market regulation Derivatives Artificial intelligence (AI) SEDAR+ 2021 March 11, 2021 360 Treasury Systems AG et al. – s. 144 of the OSA and s. 78 of the CFA 2016 June 13, 2016 DW SEF LLC – s. 147 June 23, 2016 Notice of Commission Order – Applications for Exemptive Relief – 360 Trading Networks Inc. et al. April 7, 2016 OSC Notice and Request for Comment – Applications for Exemption from Recognition as an Exchange – 360 Trading Networks Inc. et al. Document opens in new tab April 7, 2016 Application for Exemption from Recognition as an Exchange – DW SEF LLC Document opens in new tab 2015 May 14, 2015 Notice of Commission Order – Application for Interim Exemption Order – DW SEF LLC Document opens in new tab May 8, 2015 DW SEF LLC – s. 147
