LatAm SEF, LLC orders and notices Breadcrumb Home Industry Market regulation Marketplaces Exchanges LatAm SEF, LLC orders and notices Component Menu Left Sidebar Industry Registration and compliance Innovation at the OSC Companies Investment funds and structured products Market regulation Derivatives Artificial intelligence (AI) SEDAR+ 2021 March 11, 2021 360 Treasury Systems AG et al. – s. 144 of the OSA and s. 78 of the CFA 2016 July 7, 2016 Notice of Commission Order – Application for Exemptive Relief – LatAm SEF, LLC Document opens in new tab June 28, 2016 LatAm SEF, LLC – ss. 21, 147 May 19, 2016 OSC Notice and Request for Comment – Application for Exemption from Recognition as an Exchange – LatAm SEF, LLC Document opens in new tab May 19, 2016 Application for Exemption from Recognition as an Exchange – LatAm SEF, LLC Document opens in new tab 2014 October 16, 2014 Notice of Commission Order – Extension of Interim Exemption Orders – 360 Trading Networks Inc. et al. Document opens in new tab September 30, 2014 360 Trading Networks Inc. et al. – s. 144 2013 December 10, 2013 LatAm SEF LLC – s. 147
