SwapEx, LLC orders and notices Breadcrumb Home Industry Market regulation Marketplaces Exchanges SwapEx, LLC orders and notices Component Menu Left Sidebar Industry Registration and compliance Innovation at the OSC Companies Investment funds and structured products Market regulation Derivatives Artificial intelligence (AI) SEDAR+ 2021 March 11, 2021 360 Treasury Systems AG et al. – s. 144 of the OSA and s. 78 of the CFA 2016 June 13, 2016 SwapEx, LLC – s. 147 June 23, 2016 Notice of Commission Order – Applications for Exemptive Relief – 360 Trading Networks Inc. et al. April 7, 2016 OSC Notice and Request for Comment – Applications for Exemption from Recognition as an Exchange – 360 Trading Networks Inc. et al. Document opens in new tab April 7, 2016 Application for Exemption from Recognition as an Exchange – SwapEx, LLC Document opens in new tab April 7, 2016 Draft Exemption Order – SwapEx, LLC Document opens in new tab 2014 October 16, 2014 Notice of Commission Order – Extension of Interim Exemption Orders – 360 Trading Networks Inc. et al. Document opens in new tab September 30, 2014 360 Trading Networks Inc. et al. – s. 144 2013 November 29, 2013 Order – SwapEx, LLC – s. 147 Document opens in new tab
