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Investment Dealers Association (IDA) rule review

Investment Dealers Association (IDA) rule review

2009

July 31, 2009

IDA By-law Nos. 2 and 20 – Membership Application Process – Withdrawal of Proposed Rule Amendments

July 31, 2009

IDA By-law No. 18.8 – Definition of “Non-Retail Clients” – Withdrawal of Proposed Rule Amendment

July 31, 2009

IDA Regulation 200.1(c) – Requirement to Send Quarterly Statements to Clients – Withdrawal of Proposed Rule Amendment

2008

May 2, 2008

Extension of Comment Period for Proposed IDA Rules to Implement the Core Principles of the Client Relationship Model

March 14, 2008

Notice of Commission Approval – Housekeeping Amendments to IDA Regulations 100.2(j) and 100.2(k)

March 14, 2008

IDA Swap Arrangements Involving Regulated Entities – IDA Regulations 100.2(j) and 100.2(k)

February 29, 2008

IDA Amendments To Regulations 100.2, 100.20, 400.4 And Form 1 – Margin Requirements For Precious Metals

February 29, 2008

IDA Amendments to Schedule 9 of Form 1 Relating to the Calculation of a Securities Concentration Charge for Positions in Broad Based Index Securities

February 29, 2008

Establishment and Amendment of IDA Rules to Implement the Core Principles of the Client Relationship Model

January 4, 2008

IDA Regulation 100.4E - Offsets Between Strip Coupon Positions and / or Residual Debt Positions

2007

November 9, 2007

IDA Amendments to Complaint Handling Requirements - Client Complaint Handling Rule and Guidance Note and Amendments to By-laws 19 and 37 and Policy No. 2

September 28, 2007

Notice of Commission Approval - Proposed Amendments to IDA Policy 6, Part III - Continuing Education Program

September 28, 2007

Notice of Commission Approval - Proposed Amendments to IDA By-Law 38 and Policy 6, Part I - Chief Compliance Officer Qualifying Examination

August 17, 2007

IDA Regulation 200.1(h) - Confirmation for Externally Managed Account Transactions - Withdrawal of Proposed Rule Amendment

June 29, 2007

Notice of Commission Approval - Amendments to IDA By-laws 10.1 and 10.4 - Board of Directors, National Advisory Committee

June 29, 2007

Notice of Commission Approval - IDA Amendments to Regulations 100.9 and 100.10 to Recognize Three Complex Option Offset Strategies and to Expand the List of Available Option Spreads Involving Individual Equities

June 29, 2007

Meetings and Investment Dealers Association - Amendments to IDA By-laws 10.1 and 10.4 - Board of Directors, National Advisory Committee and Meetings

June 29, 2007

Notice of Commission Approval - IDA Amendments to Regulations 100.9 and 100.10 to Recognize Three Complex Option Offset Strategies and to Expand the List of Available Option Spreads Involving Individual Equities

June 22, 2007

IDA Amendments to By-law 20 - Elimination of the IDA Appeal Panel and Changes to Continuing Jurisdiction Provisions

June 15, 2007

IDA - Proposed Amendments to the Definitions of Acceptable Clearing Corporations and Acceptable Securities Locations in Form 1

April 13, 2007

IDA - Membership Application Proces - Amendments to By-law Nos. 2 and 20

February 2, 2007

Notice of Commission Approval - IDA Amendments to Regulations 100.4A, 100.4B, 100.4C, 100.4D, 100.4E and 100.4K - Extending Debt Offsets to Customer Positions

February 2, 2007

IDA - Amendment to Policy 6, Part III

January 19, 2007

Notice of Commission Approval - Housekeeping Amendments to IDA Regulations 100.2(d) and 100.13

January 19, 2007

Notice of Commission Approval - IDA Proposed Housekeeping Amendments to Regulations 100.2(d) and 100.13

January 12, 2007

Notice of Commission Approval - Housekeeping Amendments to IDA By-law 18.14(d)(iii) - Registered Representatives and Investment Representatives

January 12, 2007

IDA Amendment to By-law 18.14(d)(iii) - Registered Representatives and Investment Representatives

2006

October 27, 2006

Amendments to IDA By-Law 38 and Policy 6, Part 1 - CCO Qualifying Examination

September 13, 2006

IDA By-law Nos. 21 and 41 and Form 1 - Amendments to Reflect Changes to CIPF Oversight Rate

September 13, 2006

IDA Regulations 100.9 and 100.10 - Amendments to Recognize Three Complex Option Offset Strategies and to Expand the List of Available Option Spreads Involving Individual Equities

September 13, 2006

IDA Regulations 100.4A, 100.4B, 100.4C, 100.4D, 100.4E and 100.4K - Extending Debt Offsets to Customer Positions

September 8, 2006

Notice of Commission Approval - Amendments to IDA Regulation 100.12 - Optional Use of Value at Risk Modeling

September 8, 2006

Investment Dealers Association - Amendments to IDA Regulation 100.12 - Optional Use of Value at Risk Modeling

August 25, 2006

IDA Proposed New Methodology for Margining Equity Securities and Related Amendments to Regulation 100 and Form 1

August 25, 2006

IDA Proposed New Methodology for Margining Equity Securities - Regulation 100 and Form 1

August 4, 2006

Amendments to IDA Policy 6 Parts I and II Regarding Wealth Management Essentials Course, and Policy 6 Part I Regarding Proficiency Requirements for Futures Contract Portfolio Managers and Associate Futures Contract Portfolio Managers

August 4, 2006

Notice of Commission Approval – Housekeeping Amendments to IDA Form 1, Part II Auditors’ Report

August 4, 2006

Amendments to IDA Policy 6 Parts I and II Regarding Wealth Management Essentials Course, and Policy 6 Part I Regarding Proficiency Requirements for Futures Contract Portfolio Managers and Associate Futures Contract Portfolio Managers

August 4, 2006

Housekeeping Amendments to IDA Form 1, Part II Auditors Report

July 21, 2006

Notice of Commission Approval – IDA Amendments to Regulation 100.5 Capital Requirements for Certain Private Placements of Restricted Securities during the Distribution Period

July 7, 2006

Notice of Commission Approval - IDA Proposed Amendments to the Insurance Requirements - Regulation 400

June 16, 2006

Notice of Commission Approval - Investment Dealers Association of Canada - By-law No. 28 Discretionary Fund

June 16, 2006

IDA ByLaw No. 28 Discretionary Fund

May 19, 2006

IDA By-Laws 10.1 and 10.4 - Board of Directors, National Advisory Committee and Meetings - Withdrawal of Proposed Rule Amendment

May 19, 2006

IDA By-Laws 10.1 and 10.4 - Board of Directors, National Advisory Committee and Meetings

May 12, 2006

IDA Amendments to Form No. 2, Regulation 1300.2 and Policy Nos. 2, 4, and 9

April 7, 2006

Notice of Commission Approval - Amendments to By-Law 2 - Eliminating the Reference to District Association Auditors and Other Housekeeping Amendments

April 7, 2006

Amendments to IDA By-law 2 Eliminating the Reference to District Association Auditors and Other Housekeeping Amendments

March 17, 2006

Notice of Commission Approval - Proposed Amendments to IDA By-laws 4.6 and 4.9 and Policy No. 6 - Branch Managers of Branches Having Only Non-Retail Accounts

March 17, 2006

Notice of Commission Approval - Amendments to IDA Regulation 1300.1 - Suitability and Institutional Accounts

March 17, 2006

Notice of Commission Approval - Amendments to IDA Policy NO. 5 - Code of Conduct for IDA Member Firms Trading in Wholesale Domestic Debt Markets and Policy No. 5B - Retail Debt Market Trading and Supervision

March 17, 2006

Amendments to IDA By-law 4.9 Regarding the Proficiency Requirements for Branch Managers of Branches Having Only Non-Retail Accounts

March 17, 2006

IDA Amendment to Regulation 1300.1 - Suitability and Institutional Accounts

March 17, 2006

IDA Policy No. 5 - Code of Conduct for IDA Member Firms Trading in Wholesale Domestic Debt Markets

March 3, 2006

Notice of Commission Approval - IDA Amendments to Form 1, Notes and Instructions to Statement A Regarding Foreign Currency Cash Balances Held in Registered Retirement Savings Plan Accounts

March 3, 2006

Notice of Commission Approval - Proposped Amendments to IDA Regulation 500 and Policy No 6. Trader Registration

March 3, 2006

IDA Regulation and Policy No. 6, Part I. - Trader Registration

February 17, 2006

Notice of Commission Approval - IDA Amendments to Regulation 100.4C and 100.4K - Offset Positions in Canadian Debt Securities and Related Futures Contracts

February 3, 2006

Notice of Commission Approval - Housekeeping Amendments to IDA By-laws 10.26, 10.27 and 10.28 - member Regulation Oversight Committee and Additional Board Committees

February 3, 2006

IDA By-Laws 10.26, 10.27 and 10.28 - Member Regulation Oversight Committee and Additional Board Committees

January 27, 2006

Notice of Commission Approval - Proposed IDA Policy No. 4 Minimum Standards for Institutional Account Opening, Operation and Supervision

January 27, 2006

Notice of Commission Approval - Housekeeping Amendments to IDA By-law 15 - Association Accounts and Funds and Execution of Instruments

January 27, 2006

Proposed IDA Policy No. 4 - Minimum Standards for Institutional Account Opening, Operation and Supervision

January 27, 2006

Investment Dealers Association of Canada - By-Law 15 - Association Accounts and Funds and Execution of Instruments

January 27, 2006

IDA Proposed Amendments to the Insurance Requirements - Regulation 400

January 27, 2006

IDA Regulation 100.5 Capital Requirements for Certain Private Placements of Restricted Securities during the Distribution Period

January 13, 2006

Notice of Commission Approval - Housekeeping Amendments to IDA Regulation 100.8 - Commodity Futures Contracts

January 13, 2006

Futures Contract Options and IDA Regulation 100.8 - Commodity Futures Contracts and Futures Contract Options

January 13, 2006

IDA Regulation 100.2(F)(I) Margin Treatment of CNQ Exchange Traded Securities - Withdrawal of Proposed Rule Amendment

January 13, 2006

IDA Proposed New Methodology for Margining Equity Securities - Regulation 100 and Form 1

2005

December 23, 2005

Notice of Commission Approval - IDA Form 1, Part I Auditor’s Report - Amendment to Standard Auditor’s Report to reflect changes to CICA Handbook Section 5600

December 23, 2005

IDA Form 1, Part I Auditor’s Report - Amendment to Standard Auditor’s Report to reflect changes to CICA Handbook Section 5600

December 2, 2005

Notice of Commission Approval - IDA Amendments to Regulations 100.15 and 300.2 Regarding Customer Account Guarantee Agreements

November 18, 2005

Notice of Commission Approval - IDA Amendments to Schedule 12 of Form 1 Relating to the Margin on Commodity Concentrations and Deposits

November 18, 2005

Notice of Withdrawal of Proposed Rule Amendment - Amendment to IDA Regulation 100.12 and Schedule 2 of Form 1 Regarding Margin Requirements for Securities Held in a Registered Trader's Account

November 11, 2005

Notice of Request for Comments - Amendments to IDA Regulation 200.1(H) regarding Confirmations for Externally Managed Account Transactions

November 11, 2005

Notice of Request for Comments - Amendments to IDA Regulation 100.12 regarding Optional Use of Value at Risk (VaR) Modelling to Determine Capital Requirements for Member Firm Security Positions

September 30, 2005

Notice of Commission Approval - IDA Amendments to IDA Regulation 100.9 and 100.10 - CDCC Issued Currency Options

August 19, 2005

Notice of Commission Approval - IDA Amendments to Regulations 100.4C and 100.4K -- Offset Positions in Canadian Debt Securities and Related Futures Contracts

August 12, 2005

Notice of Commission Approval - IDA Amendments to IDA Policy 6, Part I (2A) regarding Late Completion Fees for the Qualifying Examination for the Chief Financial Officer (CFO) Position

July 15, 2005

Request for Comments - Amendments to IDA Bylaws 10.1 and 10.4 Regarding Board of Directors, National Advisory Committee and Meetings

July 15, 2005

Request For Comments - Amendments to IDA Policy 6, Part 1 Regarding Proficiency Requirements for Futures Contract Portfolio Managers and Associate Futures Contract Portfolio Managers

July 15, 2005

Request for Comments - Amendments to IDA Policy 6, Parts I and II Regarding Wealth Management Essentials Course

July 15, 2005

Request for Comments - Amendments to IDA Form 1, Notes and Instructions to Statement A Regarding Foreign Currency Cash Balances Held in Registered Retirement Savings Plan Accounts

July 15, 2005

Request for Comments -- Amendments to IDA Regulations 100.15 and 300.25 Regarding Customer Account Guarantee Agreements

July 15, 2005

Request for Comments - Amendments to IDA Regulations 100.9 and 100.10 Regarding CDCC issued currency options

July 15, 2005

Request for Comments - Amendments to IDA Amendments to Policy 5

July 15, 2005

Request for Comments - Amendments to IDA Regulations 100.11 and 1900.1 Regarding Over-the-counter Options and Definition of Option

June 3, 2005

Notice of Commission Approval - Amendments to IDA By-laws 1.1 and 29 and IDA Association - By-laws 1.1 and 2.9

June 3, 2005

IDA Response to Comment Received on Proposed Amendments to IDA By-laws 1.1 and 29 - Conflicts of Interest and Client Priority

April 29, 2005

Request for Comments - Amendments to IDA Regulation 100.12 and Schedule 2 of Form 1 regarding Margin Requirements for Securities Held in a Registered Trader's Account

April 29, 2005

Request for Comments - Amendments to IDA By-law 7.5 and Policy No. 6 Part I (2A) Regarding CFO Qualifying Examination - Late Completion Fee

April 15, 2005

Notice of Commission Approval - Housekeeping Amendments to IDA Regulation 100.20 and Notes and Instructions to Schedule 9 Regarding Securities Concentration Charge

April 15, 2005

Housekeeping Amendments to IDA Regulation 100.20 and Notes and Instructions to Schedule 9 Regarding Securities Concentration Charge

March 4, 2005

Notice of Commission Approval - Proposed Amendments to IDA Policy No. 6, Parts I and II

March 4, 2005

IDA Response to All the Comments Received on Proposed Amendments to IDA Policy 6 Parts I and II - Proficiency Requirements and Exemptions

March 4, 2005

Notice of Commission Approval - Housekeeping Amendments to IDA By-law No. 2.4 Regarding Membership

March 4, 2005

IDA By-law 2.4 - Housekeeping Amendments Regarding Membership

February 11, 2005

Request for Comments - Amendments to IDA Policy No. 4 Regarding Minimum Standards for Institutional Account Opening, Operation and Supervision

February 11, 2005

Request for Comments - Amendments to IDA Amendments to Regulations 100.4C and 100.4K Regarding Offset Positions in Canadian Debt Securities and Related Futures Contracts

February 11, 2005

IDA Amendments to Schedule 12 of Form 1 Relating to the Margin on Commodity Concentrations and Deposits

January 21, 2005

Notice of Commission Approval - IDA Proposed Amendments to By-law 40, Regarding Individual Approvals, Notifications and Related Fees and National Registration Database

January 7, 2005

Notice of Commission Approval - IDA Proposed By-law No. 17.19 - Business Continuity Plan Requirement

2004

December 3, 2004

Notice of Commission Approval - IDA Amendments to the General Notes and Definitions of Form 1 Relating to Foreign Pension Funds as Acceptable Institutions and Acceptable Counterparties

November 12, 2004

IDA Proposed Amendments to Policy No. 11 - Research Restrictions and Disclosure Requirements - Notice of Commission Approval

November 12, 2004

Notice of Withdrawal of By-Law - IDA Policy No. 4, Minimum Standards for Institutional Accounts

November 12, 2004

IDA Policy No. 4 Minimum Standards for Institutional Accounts Withdrawal of By-Law

November 12, 2004

IDA Policy No. 11 - Housekeeping Amendment to Research Restrictions and Disclosure Requirements

November 5, 2004

IDA By-Law 40, Amendments to Individual Approvals, Notifications and Related Fees and National Registration Database

October 1, 2004

Notice of Commission Approval - IDA Proposed Amendment to Regulation 100.2(f)(ii) and Proposed Regulation 100.2(l) - Margin Treatment for Money Market Mutual Funds

October 1, 2004

Notice of Commission Approval - Amendments to Schedule 9 of IDA Form 1 (Securities Concentration Change)

October 1, 2004

Notice of Commission Approval - Amendment to the IDA's General Notes & Definitions to Form 1 - Definition of "Acceptable Securities Locations"

October 1, 2004

IDA - Definition of "Acceptable Securities Locations" - Transfer Agents, General Notes and Definitions to Form 1

September 17, 2004

Notice of Commission Approval - Housekeeping Amendments to IDA By-law No. 20 Regarding Association Hearing Processes

September 17, 2004

Housekeeping Amendments to IDA By-law No. 20 Regarding Association Hearing Processes

August 27, 2004

Notice of Commission Approval - IDA Proposed Regulation 100.9(a)(x) - Amendments to the Definition of "Floating Margin Rate"

August 20, 2004

Notice of Commission Approval - IDA Amendments to Margin Requirements for Long Options - Regulations 100.9 and 100.10

August 13, 2004

Notice of Commission Approval - Proposed By-law 40 Regarding Individual Approvals, Notifications and Related Fees and National Registration Database and Proposed Consequential Amendments to IDA By-laws 4, 7 and 18, Regulations 1800 and 1900

July 9, 2004

Notice of Commission Approval - Proposed IDA Regulation 100.22, Regulation 2500 and Policy No. 10 Regarding Day Trading and Intra-Day Exposures

July 2, 2004

Notice of Commission Approval - Amendments to IDA By-law 2.4 - Membership

June 18, 2004

Notice of Commission Approval - IDA Proposed Amendments to Regulation 100.10 - A Proposal to Permit the Optional Use of TIMS or SPAN for Regulatory Purposes

June 11, 2004

Commission Approval of Proposed Amendments to IDA Regulation 800: Proposed New Regulation 800.49 Regarding Broker-to-Broker Trade Matching - IDA Summary of Comments and Responses

June 11, 2004

Notice of Commission Approval - Proposed Amendments to IDA Regulation 800: Proposed New Regulation 800.49 Regarding Broker-to-Broker Trade Matching

May 21, 2004

Notice of Commission Approval - IDA Amendments to the Notes and Instructions to Schedule 5 of Form 1 Relating to Approved Inter-Dealer Bond Brokers

May 21, 2004

IDA Amendments to the Notes and Instructions to Schedule 5 of Form 1 Relating to Approved Inter-Dealer Bond Brokers

May 14, 2004

Notice of Commission Approval - Amendments to IDA Regulation 1300.1 - Know Your Client Requirements for Non-Individual Accounts

May 14, 2004

Notice of Commission Approval - Proposed Amendments to IDA By-law 20 Regarding Association Hearing Processes

May 7, 2004

Notice of Commission Approval - IDA Proposed Amendments to the By-Laws and Regulations to Eliminate District Association Auditors and Alternate District Association Auditors

April 16, 2004

Notice of Commission Approval - Amendments to IDA Policy No. 1 Regarding Relationships between Members and Financial Services Entities - Sharing of Office Premises

April 16, 2004

Notice of Commission Approval - Amendments to Capital Rules for Underwriting Commitments

April 2, 2004

Notice of Commission Approval - Amendments to IDA By-law 29.7 - Advertisements, Sales Literature and Correspondence

April 2, 2004

Notice of Commission Approval - Amendments to IDA Policy No. 2 - Revisions to Make Policy No. 2 Consistent with Newly Revised Regulation 1300

April 2, 2004

Notice of Withdrawal of Proposal - Proposed Amendment to IDA Regulation 1300 - Discretionary Accounts

March 5, 2004

Notice of Commission Approval - Proposed Amendments to IDA Regulation 200.1(h) Regarding Confirmations for Managed Account Transactions

February 27, 2004

Notice of Commission Approval - Amendments to IDA By-law No. 7 Regarding Partners, Directors and Officers

January 16, 2004

Notice of Commission Approval - Amendment to IDA By-law 1 - Definition of "Approved Person" Added

January 16, 2004

Notice of Commission Approval - Amendments to IDA By-law 3 - Entrance, Annual and Other Fees

January 16, 2004

Notice of Commission Approval - Amendment to IDA Policy 6, Part III - Continuing Education Program

January 9, 2004

Notice of Commission Approval - Proposed Amendments to IDA Regulation 1300 Regarding Managed Accounts

2003

December 13, 2003

Notice of Commission Approval - Amendment to IDA Regulation 100 - Capital and Margin Requirements for Capital Trust Securities

October 24, 2003

Notice of Commission Approval - IDA Policy 11 Analyst Standards

August 15, 2003

Notice of Commission Approval - Amendments to the IDA By-laws 1 and 7 and to Policy 6, Parts I and II Regarding Proficiency Requirements for Chief Financial Officers ("CFOs")

August 15, 2003

Notice of Commission Approval - Amendments to IDA Regulation 100 - Positions in and Offsets Involving Exchange Traded Derivatives

August 8, 2003

Request for Comments - Proposed Policy No. 11 Analyst Standards

August 8, 2003

Notice of Commission Approval - Amendments to IDA By-law No. 3 - Regarding Entrance, Annual and Other Fees

July 11, 2003

Withdrawal of By-law - By-law 29.6A Referral Arrangements

June 27, 2003

Notice of Commission Approval - Housekeeping Amendment to IDA By-law No. 10.7 National Advisory Committee

May 30, 2003

Notice of Commission Approval - Approval of Amendments to IDA Regulation 100.4 - Capital share, Convertible Security and Exercisable Security Offsets

May 30, 2003

Notice of Commission Approval - Approval of Amendments to IDA Regulation 100.4 - Capital Share, Convertible Security and Exercisable Security Offsets

May 2, 2003

Notice of Commission Approval - Proposed IDA By-law No. 39 - Principal and Agent

May 2, 2003

Text of Proposed By-law No. 39 - Principal and Agent

April 11, 2003

Notice of Commission Approval - Amendments to IDA By-law 5.6 Small Investments by Industry Investors in Another Member or Holding Company

January 24, 2003

Notice of Commission Approval - Amendment to IDA Policy 6, Proficiency Requirements for Portfolio Managers and Futures Contracts Portfolio Managers

January 24, 2003

Notice of Commission Approval - Amendment to IDA Regulation 100 - Positions in and Offsets Involving Interest Rate and Performance Swaps

January 10, 2003

Notice of Commission Approval - Amendments to IDA Regulation 200.1 - Minimum Records

2002

November 22, 2002

Notice of Commission Approval - Amendments to IDA Regulation 100.2A and By-law 1 - Margin Requirements for Bonds with Embedded Options

November 8, 2002

Notice of Commission Approval - Amendments to IDA By-law 37 - Ombudsman for Banking Services and Investments

October 25, 2002

Notice of Commission Approval - Amendments to IDA Regulation 100.12 - Capital and Margin Requirements for Capital Trust Securities

October 18, 2002

Notice of Commission Approval - Amendments to IDA Regulation 2100.6 - Inter-Dealer Brokerage Systems

October 18, 2002

Notice of Commission Approval - Amendments to IDA Policy No. 7 - Partners, Directors and Officers

October 4, 2002

Notice of Commission Approval - Amendment to IDA By-law 11, District Councils and Meetings

September 27, 2002

Notice of Commission Approval - IDA Policy 8 - Reporting and Record-Keeping Requirements

September 6, 2002

Notice of Commission Approval - Amendments to IDA By-law 8 - Resignations, Amalgamations

August 23, 2002

Notice of Commission Approval - Amendments to IDA Regulation 100.4C - Captial and Margin Requirements for an Offset Involving Canadian Bank Acceptances and Three-Month Canadian Bank Acceptance Futures Contract

August 16, 2002

Notice of Commission Approval - Amendments to IDA By-Law 28 - Discretionary Trust Fund

August 2, 2002

Nottice of Commission Approval - Amendments to IDA Regulation 400.1, Mail Insurance

July 19, 2002

Notice of Commission Approval - Amendments to IDA By-law No. 15 Regarding the Provision of Financial Assistance by the IDA to Securities Industry Organizations and Securities Regulatory Organizations

April 5, 2002

Notice of Commission Approval - Amendment to IDA By-Law 7.1 - Proficiency Requirements for Industry and Non-Industry Shareholders

March 29, 2002

Notice of Commission Approval - Amendment to IDA Policy No. 5 - Code of Conduct for IDA Member Firms Trading in Domestic Debt Markets

March 1, 2002

Notice of Commission Approval - Amendments to By-Law 29.27 - Supervision and Compliance

February 22, 2002

Notice of Commission Approval - Amendment to IDA Regulation 100.2(f)(i) - Margin Requirements for Listed Securities

January 25, 2002

Notice of Commission Approval - Amendment to IDA By-Law No. 3 - Entrance, Annual and Other Fees

January 25, 2002

Notice of Commission Approval - Amendment to IDA Policy No. 2 - Minimum Standards for Retail Account Supervision