IIROC oversight review Breadcrumb Home Industry Market regulation Self-regulatory organizations (SRO) IIROC oversight review Component Menu Left Sidebar Industry Registration and compliance Innovation at the OSC Companies Investment funds and structured products Market regulation Derivatives Artificial intelligence (AI) SEDAR+ 2021 June 25, 2021 Oversight Review Report of the Investment Industry Regulatory Organization of Canada (IIROC) Document opens in new tab 2020 August 5, 2020 Oversight Review Report of the Investment Industry Regulatory Organization of Canada (IIROC) Document opens in new tab 2019 April 18, 2019 Oversight Review Report of the Investment Industry Regulatory Organization of Canada (IIROC) Document opens in new tab 2018 April 26, 2018 Oversight Review Report of the Investment Industry Regulatory Organization of Canada (IIROC) Document opens in new tab 2017 July 4, 2017 Oversight Review Report of the Investment Industry Regulatory Organization of Canada (IIROC) Document opens in new tab 2016 March 3, 2016 Oversight Review Report of the Investment Industry Regulatory Organization of Canada (IIROC) Document opens in new tab 2014 December 2, 2014 Oversight Review Report of the Investment Industry Regulatory Organization of Canada (IIROC) Document opens in new tab 2011 October 14, 2011 Oversight Review Membership & Registration 2010 – Investment Industry Regulatory Organization of Canada (IIROC) Document opens in new tab April 1, 2011 Oversight Review 2009 – Investment Industry Regulatory Organization of Canada (IIROC) Document opens in new tab
