Appendix 2 – Consolidated Rules and UMIR, Dealer Member Rule, Rule of Practice and Procedure, Transition Rule and General By-law Equivalents – Investment Industry Regulatory Organization of Canada (IIROC) Breadcrumb Home Industry Market regulation Self-regulatory organizations (SRO) IIROC rule review Appendix 2 – Consolidated Rules and UMIR, Dealer Member Rule, Rule of Practice and Procedure, Transition Rule and General By-law Equivalents – Investment Industry Regulatory Organization of Canada (IIROC) Component Menu Left Sidebar Industry Registration and compliance Innovation at the OSC Companies Investment funds and structured products Market regulation Derivatives Artificial intelligence (AI) SEDAR+ Market Regulation Document Type IIROC rule review June 9, 2016 Download document This document is only available in PDF format.
