IIROC Notice 15-0249 – Amendments to Dealer Member Rule 100.10(k) Optional use of TIMS or SPAN – Investment Industry Regulatory Organization of Canada (IIROC) Breadcrumb Home Industry Market regulation Self-regulatory organizations (SRO) IIROC rule review IIROC Notice 15-0249 – Amendments to Dealer Member Rule 100.10(k) Optional use of TIMS or SPAN – Investment Industry Regulatory Organization of Canada (IIROC) Component Menu Left Sidebar Industry Registration and compliance Innovation at the OSC Companies Investment funds Market regulation Derivatives Artificial intelligence (AI) SEDAR+ Market Regulation Document Type IIROC rule review November 5, 2015 Download document This document is only available in PDF format.
