IIROC Notice 16-0288 – Proposed Guidance on Trading Supervision Obligations – Investment Industry Regulatory Organization of Canada (IIROC) Breadcrumb Home Industry Market regulation Self-regulatory organizations (SRO) IIROC rule review IIROC Notice 16-0288 – Proposed Guidance on Trading Supervision Obligations – Investment Industry Regulatory Organization of Canada (IIROC) Component Menu Left Sidebar Industry Registration and compliance Innovation at the OSC Companies Investment funds and structured products Market regulation Derivatives Artificial intelligence (AI) SEDAR+ Market Regulation Document Type IIROC rule review December 8, 2016 Download document This document is only available in PDF format.
