IIROC Notice 17-0079 – Notice of Withdrawal – Proposed Amendments Relating to Personal Financial Dealings with Clients – Investment Industry Regulatory Organization of Canada (IIROC) Breadcrumb Home Industry Market regulation Self-regulatory organizations (SRO) IIROC rule review IIROC Notice 17-0079 – Notice of Withdrawal – Proposed Amendments Relating to Personal Financial Dealings with Clients – Investment Industry Regulatory Organization of Canada (IIROC) Component Menu Left Sidebar Industry Registration and compliance Innovation at the OSC Companies Investment funds and structured products Market regulation Derivatives Artificial intelligence (AI) SEDAR+ Market Regulation Document Type IIROC rule review April 6, 2017 Download document This document is only available in PDF format.
