MFDA oversight review Breadcrumb Home Industry Market regulation Self-regulatory organizations (SRO) MFDA oversight review Component Menu Left Sidebar Industry Registration and compliance Innovation at the OSC Companies Investment funds and structured products Market regulation Derivatives Artificial intelligence (AI) SEDAR+ MFDA oversight review 2018 July 4, 2018 Canadian securities regulators publish MFDA oversight review report July 4, 2018 Oversight Review Report of the Mutual Fund Dealers Association of Canada (MFDA) Document opens in new tab 2017 September 15, 2017 Oversight Review Report of the Mutual Fund Dealers Association of Canada (MFDA) Document opens in new tab 2016 November 18, 2016 Oversight Review Report of the Mutual Fund Dealers Association of Canada (MFDA) Document opens in new tab 2013 April 17, 2013 Canadian Securities Regulators release MFDA Oversight Review Report April 13, 2013 Oversight Review Report of the Mutual Fund Dealers Association of Canada (MFDA) Document opens in new tab 2011 July 4, 2011 Publication of Corporate Governance Section Report for MFDA Oversight Review Report – Mutual Fund Dealers Association of Canada (MFDA) 2010 July 9, 2010 Oversight Review Report of the Mutual Fund Dealers Association of Canada (MFDA) Document opens in new tab