Notice of Request for Comment – Application for Amendment and Restatement of Its Recognition Order and Application for Consent to Enter into a Co-Operative Agreement in Québec – Mutual Fund Dealers Association of Canada (MFDA)
The Mutual Fund Dealers Association of Canada ("MFDA") has applied to the Commission to amend and restate the Commission order recognizing the MFDA as a self-regulatory organization. The MFDA has also submitted an application to the Commission for consent to enter into an arrangement in Québec with the Bureau des services financiers and the Chambre de la sécurité financière for these agencies to perform certain regulatory functions with respect to MFDA Members and Approved Persons in Québec.
The Commission is publishing for comment the following documents in Chapter 13 of this Bulletin:
- Notice and request for comment;
- The MFDA's application to amend and restate its recognition order and related documents; and
- The MFDA's application for consent to enter into a co-operative agreement in Québec and related documents.