Request for Comment – Proposed Amendments to MFDA By-law No. 1 (Investigatory Powers) – Mutual Fund Dealers Association of Canada (MFDA)

 
The MFDA is publishing for public comment proposed amendments (Proposed Amendments) to section 1 (Definitions) and section 22 (Investigatory Powers) of MFDA By-law No. 1.

The objectives of the Proposed Amendments are to: (i) update and clarify section 22 to ensure that it reflects current MFDA practices, and (ii) harmonize the MFDA examination and investigation powers with equivalent powers under the Rules of the Investment Industry Regulatory Organization of Canada.

A copy of the MFDA Notice, including the text of the Proposed Amendments, is published on our website at www.osc.gov.on.ca.  The comment period ends on June 19, 2019.