Request for Comment – Proposed Continuing Education Requirements for MFDA Members and their Approved Persons – Mutual Fund Dealers Association of Canada (MFDA)

Market Regulation Document Type
MFDA rule review

  
The MFDA is publishing for public comment proposed MFDA Rules 1.2 (Definitions) and 1.2.6 (Continuing Education), and proposed MFDA Policy No. 9 – Continuing Education (CE) Requirements. The primary objective of the proposed Rules and Policy is to establish CE requirements for MFDA Members and their Approved Persons, and minimum standards for complying with such requirements, which will further assist Approved Persons in maintaining high standards of professionalism, and keeping their industry knowledge current.

A copy of the MFDA Notice including the proposed Rules and Policy is published on our website at www.osc.gov.on.ca. The comment period ends on June 20, 2018.