April 19, 2018 - Investor Advisory Panel - Agenda

Thursday, April 19, 2018, 9:30 am – 3:00 pm

Ontario Securities Commission, 20 Queen Street West
Commissioners’ Boardroom, 17th Floor

Letty Dewar (Chair), Jaqueline Allen, Larry Bates, Paul Bates, Pattie Best, Neil Gross, Malcolm Heins, Harvey Naglie, Louise Tardif

Tyler Fleming, Director, Investor Office
Denise Morris, Manager, Policy, Investor Office
Caroline Cakebread, IAP Consultant
Andrew Kriegler, President and CEO, IIROC
Elsa Renzella, Senior Vice President, Registration and Enforcement, IIROC
Sandra Blake, Vice President, Business Conduct Compliance, IIROC
Lucy Becker, Vice President, Public Affairs and Member Education Services, IIROC
Jim Sinclair, General Counsel, OSC
Poonam Puri, Part-time Commissioner, OSC

TIME

AGENDA ITEMS

PRESENTERS

9:30 – 9:45

1. Chair’s Remarks

Letty Dewar

9:45 – 10:45

2. IIROC – Introductions

Andrew Kriegler
Elsa Renzella
Sandra Blake
Lucy Becker

10:45 – 11:00

Break

11:00 – 11:30

3. CMRA Discussion

Jim Sinclair

11:30 – 12:00

4. IIROC Comment Letter Review and Sign-off

All members

12:00 – 12:30

Lunch

12:30 – 1:00

5. Panel Discussion – IIROC Meeting

All members

1:00 – 1:30

6. Panel Discussion – Investor Empowerment

All members

1:30 – 2:30

7. Commissioner Introductions

Poonam Puri

2:30 – 2:45

8. Investor Office Update

Tyler Fleming
Denise Morris

2:45 – 3:00

9. Other Business

FUTURE MEETINGS:

Thursday, May 17, 2018: 9:30am – 3:00pm

Thursday, June 21, 2018: 9:30am – 3:00pm

2018 MEETING DATES:

Thursday, July 19, 2018: 9:30am – 3:00pm
Thursday, August 16, 2018: 9:30am – 3:00pm
Thursday, September 13 2018: 9:30am – 3:00pm

Thursday, October 18, 2018: 9:30am – 3:00pm
Thursday, November 15, 2018: 9:30am – 3:00pm
Thursday, December 6, 2018: 9:30am – 3:00pm