April 23, 2020 - Investor Advisory Panel - Agenda

Meeting Date:

Thursday, April 23, 2020 9:30 am – 3:30 pm
Location:

Video Conference
Members:

Neil Gross (Chair), Jacqueline Allen, Daniel Brunet, Patti Best, Malcolm Heins,
Serge Kalloghlian, Harvey Naglie, Ilana Singer, Leslie Wood
Invitees:

Tyler Fleming – Director, Investor Office, OSC
Caroline Cakebread – IAP Consultant
Blair Wiley – General Counsel and Head of Regulatory Affairs, Wealthsimple
Rachael Factor – Communications Director, Wealthsimple
Mark Pinch – Associate Chief Account, OSC
Alex Fisher – Senior Accountant, OSC

 

            

TIME

AGENDA ITEMS

PRESENTERS

9:30 – 9:45
  1. Chair’s Report

Neil Gross

9:45 – 10:00
  1. Investor Office Update

Tyler Fleming

10:00 – 11:00
  1. IAP Priorities
    • Immediate – including response to CSA “pause” (See attachment)
    • Post-COVID crisis

All members

11:00 – 12:00
  1. SRO Framework Review and Capital Markets Modernization (See attachment)

All members

12:00 – 12:30
  1. LUNCH

 

12:30 – 1:30
  1. Horizon Project - Wealthsimple

Blair Wiley
Rachael Factor

1:30 – 2:30
  1. Ontario proposed alternatives to DSC ban (See attachment)

All members

2:30 – 3:00
  1. National Instrument 52-112 Non-GAAP and Other Financial Measures Disclosure (see attachments)

Mark Pinch
Alex Fisher

3:00 – 3:30
  1. Other Business

All members

 

FUTURE 2020 MEETING DATES:

Thursday, May 14, 2020    9:30 – 3:00 pm
Thursday, June 25, 2020    9:30 – 3:00 pm
Thursday, July 16, 2020    9:30 – 3:00 pm
Thursday, August 20, 2020    9:30 – 3:00 pm

Thursday, September 17, 2020    9:30 – 3:00 pm
Thursday, October 15, 2020    9:30 – 3:00 pm
Thursday, November 26, 2020    9:30 – 3:00 pm
Thursday, December 10, 2020    9:30 – 3:00 pm