August 12, 2015 - Investor Advisory Panel - Agenda
INVESTOR ADVISORY PANEL
MEETING AGENDA
| Meeting Date: |
Wednesday, August 12, 2015, 9:30 am – 1:00 pm |
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| Location: |
Ontario Securities Commission, 20 Queen Street West |
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| Members: |
Ursula Menke (Chair), Connie Craddock, Letty Dewar, Harold Geller, Ken Kivenko, |
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| Invitees: |
Caroline Cakebread, IAP Consultant |
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| TIME | AGENDA ITEMS | PRESENTERS |
| 9:30 – 9:45 | 1. Chair’s remarks | Ursula Menke |
| 9:45 – 10:15 | 2. Initial Consultation Document by the Expert Committee on Financial Advisory and Financial Planning Policy Alternatives - discussion | All Members |
| 10:15 – 10:45 | 3. CSA Notice and Request for Comment – Mandating a Summary Disclosure Document for Exchange-Traded Mutual Funds and Its Delivery - discussion | All Members |
| 10:45 – 11:15 | 4. IIROC Notice – Request for Comment on Strategic Issues - discussion | All Members |
| 11:15 – 11:45 | 5. IIROC Proposal regarding Estate Administration - discussion | All Members |
| 11:45 | Lunch delivered | All Members |
| 11:45 – 12:15 | 6. Research Project - discussion | All Members |
| 12:15 – 12:55 | 7. Ministry of Finance Consultation Paper – Review of Mandates - discussion | All Members |
| 12:55 – 1:00 | 8. Other business | All Members |
| FUTURE MEETINGS: | ||
| Thursday, September 17, 2015: 9:30am – 1:30 pm Thursday, October 15, 2015: 9:30am – 1:30 pm |
Thursday, November 19, 2015: 9:30am – 1:30 pm Thursday, December 17, 2015: 9:30 am –1:30 pm |
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