August 16, 2018 - Investor Advisory Panel - Agenda

INVESTOR ADVISORY PANEL
MEETING AGENDA

Meeting Date:

Thursday, August 16th, 2018, 9:30 am – 3:00 pm

Location:

Ontario Securities Commission, 20 Queen Street West
Commissioners’ Boardroom, 17th Floor

Members:

Neil Gross (Chair), Jaqueline Allen, Larry Bates, Paul Bates, Pattie Best, Malcolm Heins, Harvey Naglie

Invitees:

Tyler Fleming, Director, Investor Office
Denise Morris, Manager, Policy, Investor Office
Caroline Cakebread, IAP Consultant
Maureen Jensen, Chair & CEO
Damienne Lebrun-Reid, Managing Director of Standards, Financial Planning Standards Council (FPSC)

TIME

AGENDA ITEMS

PRESENTERS

9:30 – 9:45

 1. Chair’s Remarks

Neil Gross

9:45 – 10:00

 2. Investor Office Update

Tyler Fleming
Denise Morris

10:00 – 10:45

 3. Panel Discussion – Client-Focused Reforms

All members

10:45 – 11:00

Break

11:00 – 12:30

 4. Panel Discussion – Client-Focused Reforms (cont’d)

All members

12:30 – 1:00

Lunch

1:00 – 1:30

 5. Discussion with the Chair – Client-Focused Reforms

Maureen Jensen

1:30 – 2:00

 6. Panel Discussion – Client-Focused Reforms (cont’d)

All members

2:00 – 2:30

 7. FPSC Amendments to the Standards of Professional Responsibility

Damienne Lebrun-Reid

2:30 – 3:00

 8. Other Business

 

FUTURE 2018 MEETING DATES:

Thursday, September 13: 2018: 9:30am – 3:00pm

Thursday, November 15, 2018: 9:30am – 3:00pm

Thursday, October 25, 2018: 9:30am – 3:00pm

Thursday, December 6, 2018: 9:30am – 3:00pm