August 19, 2021 - Investor Advisory Panel - Agenda

Meeting Date:

Thursday, August 19, 2021   9:30 am - 3:00 pm
Location:

Video Conference
Members:

Neil Gross (Chair), Patti Best, Daniel Brunet, Brigitte Catellier, Serge Kalloghlian, Supriya Kapoor, Ivy Lam, Harvey Naglie, Leslie Wood
Invitees:

Tyler Fleming - Director, Investor Office, OSC
Paola Cifelli - Manager, Policy and Initiatives, Investor Office, OSC
Caroline Cakebread - IAP Consultant
Raymond Chan - Director, Investment Funds and Structured Products, OSC
Stephen Paglia - Manager, Investment Funds and Structured Products, OSC
Ritu D. Kalra - Senior Accountant, Investment Funds and Structured Products, OSC
Bryana Lee - Legal Counsel, Investment Funds and Structured Products, OSC 
Jacob Reynolds - Law Student, Investment Funds and Structured Products, OSC
Susan Greenglass - Director, Market Regulation, OSC
Joseph Della Manna - Manager, Market Regulation, OSC
Doug MacKay - Manager, Capital Markets Regulation, BC Securities Commission

 

TIME

AGENDA ITEMS

PRESENTERS

9:30 - 9:45

 1. Chair’s Report (see attachments)

Neil Gross

9:45 - 10:00

 2. Investor Office Update

Tyler Fleming

10:00 - 10:30

 3. Evolution and Future of Investment Fund Regulation

Raymond Chan

10:30 - 11:30

 4. ESG Fund Disclosure - Consultation (see attachment)

Stephen Paglia
Ritu D. Kalra
Bryana Lee
Jacob Reynolds

11:30 - 12:30

 

5. CSA Position Paper 25-404 - New Self-Regulatory Organization Framework (see attachment)

 

Susan Greenglass
Joseph Della Manna
Doug MacKay

12:30 - 1:00

 6. Other Business

All members

 

FUTURE 2021 MEETING DATES:

Thursday September 23, 2021
Thursday October 21, 2021

Thursday November 18, 2021
Thursday December 9, 2021