December 12, 2019 - Investor Advisory Panel - Agenda


Meeting Date:

Thursday, December 12, 2019   9:30 am - 3:30 pm

Location:

Ontario Securities Commission - 20 Queen Street West
Commissioners’ Boardroom - 17th Floor

Members:

Neil Gross (Chair), Jacqueline Allen, Daniel Brunet, Patti Best, Malcolm Heins,
Harvey Naglie, Ilana Singer

Invitees:

Tyler Fleming - Director, Investor Office, OSC
Daniella Laise - Manager, Policy, Investor Office, OSC
Caroline Cakebread - IAP Consultant
Paloma Ellard - Manager, Compliance, Litigation and Risk, General Counsel’s Office, OSC
Tara Lamacraft, Senior Legal Counsel, General Counsel’s Office, OSC
Naizam Kanji - Director, Office of Mergers and Acquisitions, OSC
Debra Foubert - Director, Compliance and Registrant Regulation, OSC
Joseph Della Manna - Manager, Market Regulation, OSC
Doug MacKay - Manager, Capital Markets Regulation, BCSC
Paul Bourque - President and CEO, IFIC
Carolyn Quick - VP, Public Affairs, IFIC
Marissa Lennox - Chief Policy Officer, CARP

 

            

TIME

AGENDA ITEMS

PRESENTERS

9:30 - 9:45

1. Chair’s Report

Neil Gross

9:45 - 10:00

2. Investor Office Update

Tyler Fleming
Daniella Laise

10:00 - 10:30

3. Civil Remedies and Receiverships

GCO
Paloma Ellard
Tara Lamacraft

10:30 - 11:00

4. Decumulation Products

Daniel Brunet

11:00 - 11:30

5. Burden Reduction (attachment)

Naizam Kanji
Debra Foubert

11:30 - 12:30

6. Consultation on the SRO Framework (attachments)

Joseph Della Manna
Doug MacKay

12:30 - 1:00

7. LUNCH

1:00 - 2:00

8. IFIC

Paul Bourque
Carolyn Quick

2:00 - 3:00

9. CARP

Marissa Lennox

3:00 - 3:15

10. Stakeholder Council Pilot Project

Neil Gross

3:15 - 3:30

11. Other Business

All members



 

FUTURE 2020 MEETING DATES:

Thursday, January 16, 2020    9:30 - 3:00 pm
Thursday, February 20, 2020    9:30 - 3:00 pm Thursday, March 26, 2020    9:30 - 3:00 pm
Thursday, April 16, 2020    9:30 - 3:00 pm
Thursday, May 14, 2020    9:30 - 3:00 pm
Thursday, June 25, 2020    9:30 - 3:00 pm
Thursday, July 16, 2020    9:30 - 3:00 pm
Thursday, August 13, 2020    9:30 - 3:00 pm
Thursday, September 17, 2020    9:30 - 3:00 pm
Thursday, October 15, 2020    9:30 - 3:00 pm
Thursday, November 26, 2020    9:30 - 3:00 pm
Thursday, December 10, 2020    9:30 - 3:00 pm