December 9, 2024 - Investor Advisory Panel - Agenda
| Meeting Date: | Monday, December 9, 2024 |
| Meeting Time: | 9:30 am – 2:00 pm |
| Location: | In person – 17th floor Commissioner Boardroom By video Conference – MS Teams |
| Members: | Jim Sinclair (Acting Chair), Daniel Bach, Brigitte Catellier, Supriya Kapoor, Deborah Leckman, Parham Nasseri, Ian Tam |
| Invitees: | Paola Cifelli – Acting Vice President, Investor Office, OSC Alessandra Nosko – IAP Consultant Susan Greenglass – Senior Vice President, Trading and Markets (TM), OSC Michelle Alexander – Manager, Market Regulation, TM, OSC Heather Cohen – Senior Legal Counsel, TM, OSC Yan Kiu Chan – Senior Legal Counsel, TM, OSC Alina Bazavan – Market Specialist, TM, OSC Andrew House – Trading Specialist, TM, OSC Levin Karg – Manager, Modernizing Regulation, Thought Leadership (TL), OSC Nick Hawkins – Senior Policy Advisor, Legal, TL, OSC Winnie Sanjoto – Senior Vice President, Corporate Finance, OSC Erin O’Donovan – Manager, Corporate Finance, OSC Alexandra Melo – Senior Legal Counsel, Corporate Finance, OSC Michel Bourque - Director, Regulatory Policy, Securities Markets and Distribution, Autorité des marchés financiers Diana D’Amata - Senior Legal Counsel, Legal Affairs – Autorité des marchés financiers |
TIME | AGENDA ITEMS | PRESENTER /DISCUSSION LEAD |
9:30 – 9:45 | 1. Chair’s Report | Jim Sinclair |
9:45 – 10:00 | 2. OSC Update | Paola Cifelli |
10:00 – 10:30 | 3 Access to Real Time Market Data |
Susan Greenglass, Michelle Alexander, Heather Cohen, Alina Bazavan, Yan Kiu Chan and Andrew House |
10:30 – 11:00 | 4. CSA Staff Notice and Consultation 11-348 Applicability of Canadian Securities Laws and the use of Artificial Intelligence Systems in Capital Markets | Levin Karg and Nick Hawkins |
11:00 – 11:15 | 5. Post-Presentation Debrief among members & BREAK | All Members |
11:15 – 12:00 | 6. Proposed Access Model for Continuous Disclosure Documents |
Winnie Sanjoto, Erin O’Donovan, Alexandra Melo, Michel Bourque and |
12:00 – 12:30 | 7. LUNCH |
|
12:30 – 1:30 | 8. OSC’s Draft Statement of Priorities | All Members |
1:30 – 2:00 | 9. Other Business | All Members |
| CONFIRMED 2025 IAP MEETING DATES: | |
| Tuesday, January 21, 2025 Tuesday, February 18, 2025 Wednesday, March 19, 2025 Tuesday, April 15, 2025 Tuesday, May 20, 2025 Wednesday, June 18, 2025 | Wednesday, July 16, 2025 Tuesday, August 19, 2025 Tuesday, September 16, 2025 Tuesday, October 21, 2025 Tuesday, November 18, 2025 Thursday, December 11, 2025 |