February 21, 2013 - Investor Advisory Panel - Agenda
AGENDA
Investor Advisory Panel Meeting
Thursday, February 21, 2013
12:00 pm – 3:00 pm
OSC Office
20 Queen Street West
Toronto, ON
| MEMBERS: | Nancy Averill Paul Bates, Chair Stan Buell Connie Craddock Alan Goldhar Ken Kivenko Cary List |
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| INVITEES: | Eleanor Farrell, Director, Office of the Investor Rhonda Goldberg, Director, Investment Funds Tom Hamza, President, Investor Education Fund Allan Krystie, Senior Administrator (secretary to the meeting) Irene Lee, Legal Counsel, Investment Funds Stephanie Tjon, Legal Counsel, Investment Funds |
1. Investor research communications plan and next steps. (Eleanor Farrell, Tom Hamza) 30 minutes
2. Fund Facts Update (Eleanor Farrell, Rhonda Goldberg, Irene Lee) 30 minutes
3. Discussion about fiduciary duty submission. 60 minutes
4. Discussion about CSA Discussion Paper 81- 407 (Mutual Fund Fees). 30 minutes
5. Discussion about capital raising prospectus exemptions. 30 minutes
6. Other business (Paul Bates) 5 minutes