February 21, 2019

Meeting Date:		Thursday, February 21, 2019, 9:30 am – 3:00 pm

Location:		Ontario Securities Commission, 20 Queen Street West Commissioners’ Boardroom, 17th Floor

Members:		Neil Gross (Chair), Jaqueline Allen, Larry Bates, Paul Bates, Daniel Brunet, Pattie Best, Malcolm Heins, Harvey Naglie, Ilana Singer

Invitees:		Tyler Fleming, Director, Investor Office Daniella Laise, Manager, Policy, Investor Office Paloma Ellard, Manager, General Counsel’s Office Steven Oh, Senior Legal Counsel, Corporate Finance Sarah Bradley, Ombudsman & CEO, OBSI Mark Wright, Director, Communications & Stakeholder Relations, OBSI Caroline Cakebread, IAP Consultant

TIME	AGENDA ITEMS	PRESENTERS
9:30 – 9:45	1. Chair’s Report (attachments)	Neil Gross
9:45 – 10:00	2. Investor Office Update	Tyler Fleming Daniella Laise
10:00 – 10:30	3. Combating Short Selling and Manipulation	Paloma Ellard Steven Oh
10:30 – 11:00	4. Update on class actions over trailer fees paid to OEO dealers	Paul Bates
11:00 – 12:00	5. OBSI Update	Sarah Bradley Mark Wright
12:00 – 12:45	Lunch
12:45 – 1:45	6. Mass Market Survey (attachments)	All members
1:45 – 2:45	7. Horizon Project (attachments)	All members
2:45 – 3:00	8. Other Business	All members

February 21, 2019 - Investor Advisory Panel - Agenda