January 16, 2020 - Investor Advisory Panel - Agenda

Meeting Date:

Thursday, January 16, 2020   9:30 am - 3:30 pm
Location:

Ontario Securities Commission - 20 Queen Street West
Commissioners’ Boardroom - 17th Floor
Members:

Neil Gross (Chair), Jacqueline Allen, Daniel Brunet, Patti Best, Malcolm Heins,
Harvey Naglie, Ilana Singer

Invitees:

Tyler Fleming – Director, Investor Office, OSC
Daniella Laise – Manager, Policy, Investor Office, OSC
Caroline Cakebread – IAP Consultant
Raymond Chan – Director, Investment Funds & Structured Products, OSC
Grant Vingoe – Vice-Chair, OSC
Andrew Kriegler – President and CEO, IIROC
Irene Winel – Senior Vice President, Member Regulation and Strategy, IIROC
Doug Harris – Vice President, General Counsel and Corporate Secretary, IIROC
Paul Redman – Director, Regulatory Strategy & Research and Chief Economist, OSC
 

            

TIME

AGENDA ITEMS

PRESENTERS

9:30 – 10:00

 1. Discussion of DSC Alternatives

Raymond Chan
Grant Vingoe

10:00 – 10:15

 2. Chair’s Report

Neil Gross

10:15 – 11:00

 3. Investor Office Update

Tyler Fleming
Daniella Laise

11:00 – 12:00

 4. SRO Integration

Andrew Kriegler
Irene Winel
Doug Harris

12:00 – 12:30

 5. SRO Integration

All Members

12:30 – 1:00

 6. LUNCH

1:00 – 1:30

 7. IAP Budget

Tyler Fleming

1:30 – 2:00

 8. Access Equals Delivery (see attachments)

All Members

2:00 – 2:30

 9. Cost-Benefit Analysis in Policymaking

Paul Redman

2:30 – 3:00

 10. Non-GAAP Measures (see attachment)

All Members

3:00 – 3:30

 11. Other Business

All Members


 

FUTURE 2020 MEETING DATES:

Thursday, February 20, 2020    9:30 - 3:00 pm
Thursday, March 26, 2020    9:30 - 3:00 pm
Thursday, April 23, 2020    9:30 - 3:00 pm
*Thursday, May 14, 2020    9:30 - 3:00 pm
Thursday, June 25, 2020    9:30 - 3:00 pm
*Thursday, July 16, 2020    9:30 - 3:00 pm

Thursday, August 20, 2020    9:30 - 3:00 pm
Thursday, September 17, 2020    9:30 - 3:00 pm
*Thursday, October 15, 2020    9:30 - 3:00 pm
Thursday, November 26, 2020    9:30 - 3:00 pm
Thursday, December 10, 2020    9:30 - 3:00 pm

*Dates may change