January 17, 2013 - Investor Advisory Panel - Agenda
AGENDA
Investor Advisory Panel Meeting
Thursday, January 17, 2013
9:30 am – 12:30 pm
OSC Office
20 Queen Street West
Toronto, ON
| MEMBERS: | Nancy Averill Paul Bates, Chair Stan Buell Connie Craddock Alan Goldhar Ken Kivenko Cary List |
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| INVITEES: | Eleanor Farrell, Director, Office of the Investor Rhonda Goldberg, Director, Investment Funds Allan Krystie, Senior Administrator (secretary to the meeting) Chantal Mainville, Senior Legal Counsel, Investment Funds Rose Park, Legal Counsel, Investment Funds Jeff Scanlon, Legal Counsel, Compliance and Registrant Regulation Dennis Yanchus, Economist, Strategy and Operations |
1. Discussion about OBSI (NI 31-103) submission. 30 minutes
2. Discussion about CSA Consultation Paper 33-403 (Statutory Best Interest Duty) (Jeff Scanlon). 45 minutes
3. Discussion about OSC Staff Consultation Paper 45-710 (Prospectus Exemptions) 15 minutes
4. Discussion about CSA Discussion Paper 81- 407 (Mutual Fund Fees). (Rhonda Goldberg, Chantal Mainville, Rose Park, Dennis Yanchus) 45 minutes
5. Other business (Paul Bates) 45 minutes