January 19, 2023 - Investor Advisory Panel - Agenda
| Meeting Date: | Thursday, January 19, 2023 |
| Meeting Time: | 9:30 am – 2:00 pm |
| Location: | Videoconference |
| Members: |
Ilana Singer (Chair), Brigitte Catellier, Supriya Kapoor, Ivy Lam, Deborah Leckman, Cary List, Parham Nasseri, Leslie Wood |
| Invitees: |
Tyler Fleming – Director, Investor Office, OSC Paola Cifelli – Manager, Policy and Initiatives, Investor Office, OSC Marian Passmore – Senior Advisor, Policy, Investor Office, OSC Caroline Cakebread – IAP Consultant Cameron McInnis – Chief Accountant, OSC Mark Pinch – Associate Chief Accountant, OSC Pat Chaukos - Director, Office of Economic Growth and Innovation (OEGI), OSC Debra Foubert – Director, Compliance and Registrant Regulation, OSC Levin Karg – Manager, Modernizing Regulation, OEGI, OSC Evan Lyons - Head of Analytics and Data Solutions, Digital Solutions, OSC Leslie Byberg - Executive Director, OSC Sonny Randhawa – Executive Director, OSC Jeff Kehoe – Director, Enforcement, OSC Kevin Fine – Director, Derivatives, OSC Manjish Abraham – Chief Digital Officer, Digital Solutions, OSC Paul Redman - Director, Regulatory Strategy and Research & Chief Economist, OSC Raymond Chan – Director, Investment Funds and Structured Products, OSC Susan Greenglass – Director, Market Regulation, OSC Frank Barillaro - Managing Director, The Everton Carlisle Group Inc. Carol Paradine – Chief Executive Officer, Canadian Public Accountability Board (CPAB) Jeremy Justin - Vice President, External Outreach, CPAB |
|
TIME |
AGENDA ITEMS |
PRESENTERS |
|
9:30 – 9:45 |
1. Chair’s Report OSC Update |
Ilana Singer Tyler Fleming |
|
9:45 – 10:00 |
2.Update: OSC’s Collaboration with CPAB |
Cameron McInnis and Mark Pinch |
|
10:00 – 11:00 |
3. Artificial Intelligence (AI) |
Pat Chaukos, Levin Karg, Debra Foubert and Evan Lyons |
|
11:00 – 11:40 |
4. Crypto, Fintech, and the Future of the Financial Services Industry |
Frank Barillaro |
|
11:40 – 11:50 |
5. BREAK
|
|
| 11:50 – 12:30 | 6. Follow up on discussion with CPAB in 2021;
CPAB’s experiences in the crypto asset space |
Carol Paradine and Jeremy Justin |
|
12:30 – 1:30 |
7. WORKING LUNCH
Topics will include: Status of Action Items including Comment Letters Australian Securities and Investments Commission – Focus on product design and distribution, and crypto assets |
All Members |
|
1:30 – 2:00 |
8. Other |
All Members |
|
CONFIRMED 2023 MEETING DATES: |
|
|
Thursday, January 19, 2023 (Virtual only) |
No meeting in July |