January 21, 2014 - Investor Advisory Panel - Agenda
INVESTOR ADVISORY PANEL
MEETING AGENDA
| Meeting Date: | Tuesday, January 21, 2014, 9:30 am – 2:30 pm | |
| Location: | Ontario Securities Commission, 20 Queen Street West Commissioners’ Boardroom, 17th floor | |
| Members: | Jane Ambachtsheer, Paul Bates, Connie Craddock (Chair), Harold Geller, Alan Goldhar, Ken Kivenko, Alison Knight, Cary List, Ursula Menke | |
| Invitees: |
Rhonda Goldberg, Director, Investment Funds |
|
| TIME | AGENDA ITEMS | PRESENTERS |
9:30 – 10:00 |
1. Working Group #1 – Mutual Funds (Kenora Room, 20th Floor) |
In camera |
| 1. Working Group #2 – Best Interest / Seniors (Commissioners’ Boardroom, 17th Floor) | In camera Ken Kivenko Connie Craddock Alan Goldhar Alison Knight |
|
| Plenary Session | ||
10:00 – 10:30 |
2. POS Update |
Rhonda Goldberg Stephen Paglia Irene Lee |
| 10:30 – 11:30 | 3. Discussion with CEO, OBSI | Doug Melville |
10:30 – 11:45 |
4. Remarks from Vice Chair |
Mary Condon |
| 11:45 | Lunch Delivered | |
| 11:45 – 12:15 | 5. Office of the Investor Update |
Eleanor Farrell |
12:15 – 12:30 |
6. Response to 3 Questions re: Priorities OSC Business Planning |
All Members |
| 12:30 – 12:45 | 7. National Regulator Update | In camera Connie Craddock |
| 12:45 – 1:15 | 8. Discussion of OBSI Draft Response (materials will be distributed) | In camera All Members |
| 1:15 – 2:00 | 9. Discussion of CSA Paper Mutual Fund Fees and CSA Notice 81-324 Risk Assessment Methodology Fund Facts | In camera All Members |
| 2:00 – 2:25 | 10. Discussion of CSA Paper Best Interest and Seniors – next steps Working Group | In camera All Members |
| 2:25 – 2:30 | 11. Discussion of next meeting agenda | In camera All Members |
| FUTURE MEETINGS: | ||
| Thursday, February 20, 2014 – 9:30 am to 2:30 pm Thursday, March 20, 2014 – 9:30 am to 2:30 pm Thursday, April 17, 2014 – 9:30 am – 2:30 pm Thursday, May 15, 2014 – 9:30 am – 2:30 pm Thursday, June 19, 2014 – 9:30 am – 2:30 pm Thursday, July 17, 2014 – 9:30 am – 2:30 pm |
Thursday, August 21, 2014 – 9:30 am – 2:30 pm Thursday, September 18, 2014 – 9:30 am – 2:30 pm Thursday, October 16, 2014 – 9:30 am – 2:30 pm Thursday, November 20, 2014 – 9:30 am – 2:30 pm Thursday, December 18, 2014 – 9:30 am – 2:30 pm |
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