January 21, 2021

Meeting Date:		Thursday, January 21, 2020 9:30 am – 3:00 pm

Location:		Video Conference

Members:		Neil Gross (Chair), Jacqueline Allen, Daniel Brunet, Patti Best, Serge Kalloghlian, Harvey Naglie, Ilana Singer, Leslie Wood

Invitees:		Tyler Fleming – Director, Investor Office, OSC Paola Cifelli – Manager, Policy and Initiatives, Investor Office, OSC Caroline Cakebread – IAP Consultant Lisa Wilkins – Chief Human Resources & Director, Corporate Services, OSC Jo-Anne Matear – Manager, Corporate Finance, OSC Roxane Gunning – Legal Counsel, Corporate Finance, OSC Michael Tracey – Senior Advisor, Behavioural Insights, Investor Office, OSC Jennifer Lee-Michaels – Senior Advisor, Policy, Investor Office, OSC Ivy Lam – Director, Investor Protection Clinic, University of Toronto, Faculty of Law Bryan Yau – Student, Investor Protection Clinic, University of Toronto, Faculty of Law Mitchell Hayes – Student, Investor Protection Clinic, University of Toronto, Faculty of Law Griffin Murphy – Student, Investor Protection Clinic, University of Toronto, Faculty of Law Shawn Lallman – Student, Investor Protection Clinic, University of Toronto, Faculty of Law Jacob Broz – Student, Investor Protection Clinic, University of Toronto, Faculty of Law Joseph Della Manna – Manager, Market Regulation, OSC Yuliya Khraplyva – Legal Counsel I, Market Regulation, OSC

TIME	AGENDA ITEMS	PRESENTERS
9:30 – 9:45	1. Chair’s Report	Neil Gross
9:45 – 10:00	2. Investor Office Update	Tyler Fleming
10:00 – 10:30	3. Diversity and inclusion initiative (see attachments)	Lisa Wilkins Jo-Anne Matear Roxane Gunning
10:30 – 11:30	4. Research study concepts	All members Michael Tracey
11:30 – 12:00	5. IAP time management and administration	All members
12:00 – 1:00	6. LUNCH
1:00 – 2:00	7. University of Toronto Investor Protection Clinic	Ivy Lam Bryan Yau Mitchell Hayes Griffin Murphy Shawn Lallman Jacob Broz Jennifer Lee-Michaels
2:00 – 2:30	8. Requests for comment (see attachments) (a) CSA – “Short and Distort” (b) MFDA – Abolition of LTAs	All members Joseph Della Manna Yuliya Khraplyva
2:30 – 3:00	9. Other Business	All members

FUTURE 2021 MEETING DATES:
Thursday February 18, 2021 Thursday March 18, 2021 Thursday April 22, 2021 Thursday May 20, 2021 Thursday June 24, 2021 Thursday July 22, 2021	Thursday August 19, 2021 Thursday September 23, 2021 Thursday October 21, 2021 Thursday November 18, 2021 Thursday December 9, 2021